Leor Landa Lawyers Partner Investment Management New York leor.landa@davispolk.com +1 212 450 6160 Download address card Print this page Mobile Menu Trigger Full Bio Experience Insights News Filters All practices... Capital Markets Civil Litigation Corporate Corporate Governance Data Privacy & Cybersecurity Derivatives & Structured Products Environmental Executive Compensation Finance Financial Institutions Investment Management Litigation Mergers & Acquisitions Private Credit Private Equity Private Wealth Public Company Advisory Real Estate Restructuring Sponsor Finance Tax White Collar Defense & Investigations All industries... Artificial Intelligence Fintech & Cryptocurrency All regions... Asia Europe All insights... Articles & Books Client Update November 3, 2005 Client Update Investment Management Regulatory Update - November 2005 SEC Rules & Regulations … … . .1 Litigation … … … … … … …3 SEC Interpretations: No-Action Letters … … . .6 SEC Enforcement Actions … … . .8 NASD Developments... October 13, 2005 Client Update Investment Management Regulatory Update - October 2005 SEC Rules & Regulations … … . .1 Enforcement Actions … … … …2 Industry Updates … … … … …5 Back to top
November 3, 2005 Client Update Investment Management Regulatory Update - November 2005 SEC Rules & Regulations … … . .1 Litigation … … … … … … …3 SEC Interpretations: No-Action Letters … … . .6 SEC Enforcement Actions … … . .8 NASD Developments...
October 13, 2005 Client Update Investment Management Regulatory Update - October 2005 SEC Rules & Regulations … … . .1 Enforcement Actions … … … …2 Industry Updates … … … … …5
