In what could represent the most significant shift in periodic reporting obligations in decades for many companies, the SEC proposed new rules allowing domestic public companies to opt in...
SEC staff granted no-action relief regarding the exchange of bailed-in bonds of a failed UK bank for ordinary shares of the resolved firm under the Bank of England’s statutory bail-in p...
In welcome news for directors and officers of dual-listed foreign private issuers domiciled in Canada, Chile, the European Economic Area, the Republic of Korea, Switzerland and the United...
Given the reported heightened risk of another government shutdown around the corner, we provide key SEC shutdown practice points for public companies and capital markets transactions.
The New York State Attorney General filed civil actions against a former executive for insider trading and against his company for approving the trading plan that the executive used. Thes...
With the National Defense Authorization Act signed into law, Section 16(a) of the Exchange Act will extend insider reporting obligations to directors and officers of foreign private issue...
Buried (again) in a sprawling defense spending bill is an amendment to Section 16 of the Exchange Act that would extend insider reporting obligations to foreign private issuers, adding a ...
With little time left to avoid a potential government shutdown, we provide key SEC shutdown practice points for public companies and capital markets transactions.
