Given the reported heightened risk of another government shutdown around the corner, we provide key SEC shutdown practice points for public companies and capital markets transactions.
The New York State Attorney General filed civil actions against a former executive for insider trading and against his company for approving the trading plan that the executive used. Thes...
With the National Defense Authorization Act signed into law, Section 16(a) of the Exchange Act will extend insider reporting obligations to directors and officers of foreign private issue...
Buried (again) in a sprawling defense spending bill is an amendment to Section 16 of the Exchange Act that would extend insider reporting obligations to foreign private issuers, adding a ...
With little time left to avoid a potential government shutdown, we provide key SEC shutdown practice points for public companies and capital markets transactions.
The SEC has taken the first step in what could potentially be the most sweeping change in decades to its approach to foreign private issuers. Reacting to changes in the population of SEC-...
The SEC’s Division of Corporation Finance has announced improvements to its policies for draft registration statements that will be welcomed by both companies and underwriters.
Our 2024 IPO corporate governance survey reviews governance structures at the time of IPO for U.S.-listed IPOs of “controlled” and non-“controlled” companies between October 1, 20...
