SEC Rules and Regulations
SEC Staff Grants No-Action Relief Relating to Rule 482 Requirements as Applied to Performance Information Provided by Certain Non-ERISA Retirement Plans
SEC Pro...
SEC Rules and Regulations
SEC Grants No-Action Relief to BlackRock Funds for Filing Post-Effective Amendments to Their Registration Statements
SEC Grants No-Action Relief Relating to Ban...
Following is the Davis Polk visual memorandum analyzing the Federal Reserve’s proposed rule on total loss-absorbing capacity (TLAC) and eligible long-term debt (LTD) requirements for (i...
SEC Rules and Regulations
SEC Proposes Rule Reforms to Enhance Liquidity Risk Management for Mutual Funds and ETFs
SEC Removes References to Credit Ratings in Money Market Fund Rule and ...
SEC Rules and Regulations
BEA Releases New Benchmark Survey for Financial Services Providers, Including Managers of Hedge, Private Equity and Other Private Funds and Separate Accounts
SE...
SEC Rules and Regulations
SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder
Industry Update
Interagency Volcker Rule FAQ #16 Addresses Treatment o...
SEC Rules and Regulations
SEC Updates Staff Responses to Questions About Pay-to-Play Rule
SEC Grants No-Action Relief Permitting a Fund of Funds in the Same Group of Investment Companies...
On May 20, 2015, the Securities and Exchange Commission (the “SEC”) proposed rules, forms and amendments under both the Investment Company Act of 1940, as amended (the “Investment C...
SEC Rules and Regulations
SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and Investment Advisers
Industry Update
SEC Division of Investment Ma...
SEC Rules and Regulations
SEC Adopts Final Regulation A+ Rules
SEC Grants No-Action Relief From Section 206(4) to 16th Amendment Advisors LLC
SEC Grants No Action Relief from Sections 12...
