John G. Crowley

SEC Rules and Regulations SEC Extends Rule 482 No-Action Position to Certain Information Furnished to Participants and Beneficiaries in Certain Non-ERISA Retirement Savings Plans Indust...

SEC Rules and Regulations SEC Proposes Hedging Disclosure Rule Industry Update Electronic Blue Sky Notice Filings for Regulation D Offerings Office of Compliance Inspections and Examin...

SEC Rules and Regulations SEC Extends No-Action Relief to Three Derivatives Clearing Organizations Regarding Custody Rule Industry Update SEC’s National Examination Program Releases ...

SEC Rules and Regulations SEC Issues Exemptive Relief for Non-Transparent ETMFs SEC Staff Responds to Questions About Form PF Industry Update SEC Chair Discusses Risk Monitoring ...

SEC Rules and Regulations SEC Issues Preliminary Denial to Exemptive Relief Applications for Operation of Non-Transparent Active ETFs Industry Update CFTC Announces Self-Executing...

Industry Update IM Director Discusses Changing Regulatory Landscape for Hedge Fund Managers CFTC Grants No-Action Relief for Certain CPOs of Pools with Wholly-Owned Trading Subsidiari...

SEC Rules and Regulations SEC Proposes Two-Year Extension of Rule 206(3)-3T SEC Grants No-Action Relief Permitting Investment Adviser to Offer Advisory Fee Rebate Industry Update ...

SEC Rules and Regulations SEC Adopts Final Rules to Reform Money Market Funds Industry Update SEC Director of Division of Investment Management Speaks on Industry Outreach and Rec...

SEC Rules and Regulations SEC Adopts Security-Based Swap Cross-Border Definitional Rule Industry Update SEC Staff Responds to Questions Regarding Volcker Rule SEC Issues Guidance...

SEC Rules and Regulations SEC Grants No-Action Relief to Closed-End Funds for Filing Post-Effective ‎Amendments to Registration Statements‎ Industry Update Director of OCIE Di...