The SEC’s proposed new rules and amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondaries, prohibited activities, preferential t...
The SEC’s proposed amendments to Form PF include new current reporting requirements for large hedge fund advisers and private equity fund advisers within one business day of certain sig...
Chair Gary Gensler signaled once again, and perhaps in the clearest terms to date, his intention to bring greater scrutiny to the private fund industry. During prepared remarks, Chair Ge...
Industry Update
SEC’s National Examination Program Releases Examination Priorities for 2018
SEC Releases Diversity Assessment Tool for SEC Regulated Entities
Litigation
SEC Charges F...
Rules and Regulations
SEC Adopts Amendments to Advisers Act Rules to Reflect Changes Made by FAST Act
Industry Update
CFTC Releases Backgrounder on Oversight of and Approach to Virtual...
Rules and Regulations
CFTC Proposes to Clarify the Treatment of Leveraged, Margined, or Financed Retail Virtual Currency Transactions
Litigation
SEC Charges Investment Adviser and Prin...
Industry Update
Treasury Department Publishes Recommendations on Regulation of Asset Management Industry
LabCFTC Releases Primer on Virtual Currencies
Litigation
SEC Charges Former Par...
Industry Update
SEC Announces Cybersecurity Enforcement Initiatives
SEC Chairman Issues Statement on Cybersecurity
ESG in Private Equity: What Every GP Needs to Know About Public Pension...
Industry Update
So You Want to Buy a Stake in a Private Equity Manager?
SEC Staff Issues Information Update on Compliance with Form ADV Amendments for Other-Than-Annual Amendments
OCIE I...
Rules and Regulations
SEC’s Acting Director of OCIE Says Private Equity May Be Less of a Priority Ahead
SEC Confirms That Some Initial Coin Offerings Are Illegal Unregistered Securitie...
