James H.R. Windels

Below is our latest report on regulatory developments relating to private equity and investment management.  In this issue, we discuss, among other things, recent industry and SEC updates...

Here is our latest report on regulatory developments relating to private equity and investment management. In this issue, we discuss, among other things, recent SEC enforcement actions in...

Below is our latest report on regulatory developments relating to private equity and investment management.  In this issue, we discuss, among other things, recent SEC enforcement actions ...

Here is our latest report on regulatory developments relating to private equity and investment management.  In this issue, we discuss, among other things, recent SEC enforcement actions i...

Here is our latest report on regulatory developments relating to private equity and investment management.  In this issue, we discuss, among other things, recent SEC enforcement actions i...

Here is our latest report on regulatory developments relating to private equity and investment management. In this issue, we discuss, among other things, recent SEC enforcement actions in...

Here is our latest report on regulatory developments relating to private equity and investment management.  In this issue, we discuss, among other things, recent SEC enforcement actions i...

Rules and Regulations Updated FAQs on Modernized Registered Investment Company Reporting SEC Staff Statement Regarding Termination of Exemptive Relief and Withdrawal of Staff Letters ...

Industry Update The SEC Division of Examinations Issues Risk Alert Regarding ESG Investing

Rules and Regulations SEC Staff Statement on Withdrawal and Modification of Staff Letters Related to Rulemaking on Use of Derivatives and Certain Other Transactions by Registered Funds...