In this issue, we discuss FinCEN’s postponement of the effective date for a final anti-money laundering rule that was issued in August 2024 for investment advisers, as well as a recent ...
In this issue, we discuss state law restrictions on the use of ESG factors by financial institutions, including with respect to managing investments or investment standards for public funds.
In this issue, we discuss updated compliance dates for registered funds regarding amended Form N-PORT reporting requirements, and co-investment exemptive relief for BDCs and closed-end fu...
In this issue, we discuss regulatory developments regarding the Investment Company Act “names rule,” new FAQs regarding the Advisers Act “marketing rule” and a FinCEN interim rule...
In this issue, we discuss recent developments regarding compliance with Exchange Act Rule 13f-2 and Form SHO, and FinCEN’s extension of the beneficial ownership reporting deadline.
In this issue, we discuss recent developments regarding enforcement of the Corporate Transparency Act, and the SEC staff’s updated FAQs regarding the Names Rule under the Investment Com...
In this issue, we discuss recent developments regarding enforcement of the Corporate Transparency Act, and enforcement actions involving investment advisers’ alleged violations of the M...
In this issue, we discuss technical amendments adopted by the SEC to reflect the federal court’s decision to vacate the private fund advisers rule under the Advisers Act.
