In this issue, we discuss, among other things, SEC exam priorities for registered investment advisers and recent enforcement actions involving private fund advisers.
Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the fifth edition of International Comparative Legal Guide: Public Investment Funds 2022. Greg ...
The SEC has proposed expanding what constitutes a “dealer,” which could have the effect of requiring many private funds and principal trading firms to register with the SEC.
In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a recent enforcement action involving a private equity fund adviser.
In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a recent enforcement action involving a private equity fund adviser.
In this issue, we discuss recent SEC proposals relating to Form PF, cybersecurity and requirements for private fund advisers, as well as recent enforcement actions involving “hedge clau...
In this issue, we discuss recent SEC proposals relating to Form PF, cybersecurity and requirements for private fund advisers, as well as recent enforcement actions involving “hedge clau...
The SEC proposed new cybersecurity rules for investment advisers and investment companies that would require policies and procedures, annual reviews, reporting to the SEC, disclosures to ...
The SEC’s proposed new rules and amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondaries, prohibited activities, preferential t...
Consensus has emerged among policymakers, regulators and the industry on the need for sound regulation of digital assets that supports innovation and inclusion. This deck looks across the...
