On October 5, 2010, President Obama signed into law legislation that repeals Section 929I of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), whic...
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), enacted after a long and intensive legislative process, will impact private funds and their advis...
SEC Rules and Regulations
SEC Votes to Adopt New Proxy Access Rules
Industry Update
Technical Corrections and Revisions to New York Law Governing Powers of Attorney Effective Sep...
SEC Rules and Regulations
SEC Proposes New Rules Governing Mutual Fund Distribution Fees
SEC Adopts Amendments to Part 2 of Form ADV
Industry Update
SEC Provides Guidance on Deri...
Industry Update
House Passes Dodd-Frank Wall Street Reform and Consumer Protection Act
Effect of the U.S. Financial Reform Legislation on Foreign Investment Adviser Registration
SEC ...
The following slides show the effective dates for various agency rulemakings required, and statutory amendments made, by the Dodd-Frank Wall Street Reform and Consumer Protection Act, ena...
With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the Act”) is law of the land. The Act marks the greatest legislative...
Pursuant to the Emergency Economic Stabilization Act of 2008 (the “EESA”), the U.S. Department of the Treasury has formally begun soliciting asset managers and other agents for the Tr...
On September 26, 2006, the SEC voted to adopt proposed amendments to Rule 22c-2, the redemption fee rule (the “Rule”), under the Investment Company Act of 1940. Originally adopted in ...
On August 7, 2006, SEC Chairman Christopher Cox announced that the SEC will not seek en banc review of the decision of the U.S. Court of Appeals for the District of Columbia Circuit in Go...
