Rules and Regulations
CFTC Proposes to Clarify the Treatment of Leveraged, Margined, or Financed Retail Virtual Currency Transactions
Litigation
SEC Charges Investment Adviser and Prin...
SEC Rules and Regulations
SEC Proposes Amendments to Investment Company Act and Advisers Act Rules to Require Hyperlinking of Certain Filings and Modernize Rules for Incorporation by Ref...
Industry Update
Treasury Department Publishes Recommendations on Regulation of Asset Management Industry
LabCFTC Releases Primer on Virtual Currencies
Litigation
SEC Charges Former Par...
On October 26, 2017, the Division of Investment Management and the Division of Trading and Markets of the SEC issued three related no-action letters to address certain issues raised by cr...
Industry Update
SEC Announces Cybersecurity Enforcement Initiatives
SEC Chairman Issues Statement on Cybersecurity
ESG in Private Equity: What Every GP Needs to Know About Public Pension...
Industry Update
SEC Announces Cybersecurity Enforcement Initiatives
SEC Chairman Issues Statement on Cybersecurity
ESG in Private Equity: What Every GP Needs to Know About Public Pension...
Industry Update
SEC Staff Issues Information Update on Compliance with Form ADV Amendments for Other-Than-Annual Amendments
SEC Grants No-Action Relief to Registered Closed-End Managemen...
Industry Update
So You Want to Buy a Stake in a Private Equity Manager?
SEC Staff Issues Information Update on Compliance with Form ADV Amendments for Other-Than-Annual Amendments
OCIE I...
Rules and Regulations
SEC Staff Releases FAQs on Investment Company Reporting Modernization Reforms
SEC’s Acting Director of OCIE Says Private Equity May Be Less of a Priority Ahead
SE...
Rules and Regulations
SEC’s Acting Director of OCIE Says Private Equity May Be Less of a Priority Ahead
SEC Confirms That Some Initial Coin Offerings Are Illegal Unregistered Securitie...
