Gregory S. Rowland

Rules and Regulations SEC Staff Releases Update to Investment Company Reporting Modernization FAQs SEC Proposes Rule Changes for Fund of Funds Arrangements Industry Update Remarks...

Industry Update Remarks from Commissioner Peirce before the Crypto Valley Summit SEC Chairman, Commissioners Deliver Remarks at Proxy Process Roundtable SEC Public Statement on Digi...

The SEC recently voted to adopt amendments to Rule 606 of Regulation NMS (the “Final Rule”) that expand broker-dealers’ disclosure obligations with regard to how they handle investo...

Rules and Regulations SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Contracts Industry Update Blass Remarks at the Independent Dire...

Industry Update OCIE Issues Risk Alert Regarding Investment Advisers and Cash Solicitation Rule Compliance Issues Litigation SEC Halts ICO, Suspends Nevada Corporation’s Securities T...

Rules and Regulations SEC Staff Grants No-Action Relief to the Independent Directors Council Under Rules 10f-3, 17a-7 and 17e-1 Under the Investment Company Act of 1940 Industry Update ...

Industry Update Director of Division of Investment Management Testifies About Division Oversight Co-Director of SEC Enforcement Steven Peikin Gives Remarks on Remedies and Relief in SEC ...

Rules and Regulations SEC Withdraws Two No-Action Letters Ahead of November Roundtable Industry Update Statement on Investor Roundtables Regarding Standards of Conduct for Investmen...

Industry Update SEC Chairman Gives Remarks on Capital Formation Litigation Regulators Step Up Enforcement on Crypto Firms SEC Resolves FCPA Allegations Against U.S.-Based Investme...

  In the last decade, Bitcoin and countless other open-source, decentralised protocols inspired by Bitcoin (for example, Ethereum and Monero) have come to represent a $300 billion-plus ma...