Rules and Regulations
IRS Finalizes Carried Interest Regulations
Industry Update
SEC Division of Examinations Statement on Recent and Upcoming Regulation Best Interest Examinations
Rules and RegulationsSEC Modernizes Framework for Registered Fund Valuation PracticesSEC Adopts Modernized Marketing Rule for Investment AdvisersIndustry UpdateOCIE Issues Risk Alert on O...
COVID-19 Update
Rules and Regulations
SEC Adopts Modernized Marketing Rule for Investment Advisers
Industry Update
OCIE Issues Risk Alert on Observations from Examinations of I...
In a December 22, 2020 release, the SEC adopted amendments to create a single rule that will replace the current advertising and cash solicitation rules under the Investment Advisers Act ...
Our client memorandum discusses the key takeaways and main provisions of new Rule 18f‑4 under the Investment Company Act, which was adopted by the SEC in a release dated November 2, 202...
In a December 3, 2020 release, the SEC adopted new Rule 2a-5 under the Investment Company Act of 1940, as amended. The rule establishes a new framework for good-faith determinations of t...
Rules and Regulations
SEC Simplifies Private Offering Rules
Withdrawal of SEC Staff No-Action Letters Related to Rulemaking on Funds of Funds and ETFs
Industry Update
OCIE Issues Risk ...
Rules and Regulations
SEC Simplifies Private Offering Rules
Industry Update
OCIE Issues Risk Alert on Observations from Examinations of Investment Advisers with Multiple Branch Offic...
In early October, the SEC adopted changes to “streamline and enhance the regulatory framework applicable to funds that invest in other funds” (otherwise known as “fund of funds” a...
Rules and Regulations
SEC Adopts Updated Regulatory Framework for Fund of Funds Arrangements
SEC Adopts Modernized Regulatory Framework for Derivatives Use by Registered Funds and Bus...
