Davis Polk is pleased to present the November Dodd-Frank Progress Report. The 37 rulemaking deadlines in October bring the number to date up to 200 - half of the 400 total required by the...
Yesterday, the Federal Reserve, FDIC and OCC released proposed regulations implementing the Volcker Rule.The Dodd-Frank Act requires these three agencies and the SEC and the CFTC to consu...
Yesterday, the Federal Reserve, FDIC and OCC released proposed regulations implementing the Volcker Rule.The Dodd-Frank Act requires these three agencies and the SEC and the CFTC to consu...
On Wednesday, October 5, the American Banker made public a September 30 draft of the imminent interagency release on the Volcker Rule. Although the leaked draft includes the rulemaking re...
Davis Polk is pleased to present the October Dodd-Frank Progress Report. This month, rules meeting three Dodd-Frank requirements were finalized, including the FDIC’s Joint Final Rule on...
Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirements were finalized and rules meeting 3 requirements were propose...
Davis Polk is pleased to present its One-Year Anniversary Dodd-Frank Progress Report, which provides statistical analysis and graphical illustrations of Dodd-Frank rulemaking, study and i...
Davis Polk is pleased to present the fourth Davis Polk Dodd-Frank Progress Report. This month, rules meeting 14 Dodd-Frank requirements were finalized and rules meeting 6 requirements wer...
The CFTC and SEC took actions this week that are expected to defer most Dodd-Frank requirements regulating swaps and security-based swaps (“SBS”) that would otherwise have gone into e...
The SEC has readopted portions of Rules 13d-3 and 16a-1 to ensure that its current beneficial ownership definition, which applies for purposes of disclosure and short-swing profit rules, ...
