On October 17, 2012, the SEC unanimously approved proposed capital, margin, and segregation rules for security-based swap dealers and major security-based swap participants. The Proposal ...
As of November 1, 2012, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these 237 passed deadlines, 144 (61%) have been missed and 93 (39%) have been met with f...
Over the past two days, the CFTC staff has released a series of Q&As, FAQs and no-action documents that provide relief or clarity to market participants regarding the implications of the ...
As of October 1, 2012, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these 237 passed deadlines, 149 (62.9%) have been missed and 88 (37.1%) have been met wit...
On September 10, 2012, in response to market uncertainty, the CFTC issued FAQs clarifying the timing of swap dealer registration. The guidance confirms that entities will not be deemed to...
In this Report:
As of September 4, 2012, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these 237 passed deadlines, 145 (61.2%) have been missed and 92 (38...
On July 24, 2012, the CFTC finalized a rule establishing a schedule for compliance with the mandatory clearing requirements for swaps under Title VII of the Dodd-Frank Act. On the same da...
This special Progress Report marks the two-year anniversary of Dodd-Frank. To highlight the occasion, we have developed several additional features that explore aspects of Dodd-Frank in n...
The Dodd-Frank Act’s swap regulatory regime requires “swap dealers” and “major swap participants” (“MSPs”) to register with the CFTC and comply with significant new regulato...
The SEC and CFTC have adopted joint final rules further defining the terms “swap,” “security-based swap” and “security-based swap agreement,” and delineating jurisdiction over...
