Yesterday, the Federal Reserve, OCC and FDIC issued the long-expected report to Congress and the FSOC, as required under section 620 of the Dodd-Frank Act, regarding activities and invest...
On July 14, 2016, the Securities and Exchange Commission adopted amendments to and provided guidance on Regulation SBSR, its rules governing the reporting and public dissemination of secu...
As of July 19, 2016, 271 rulemaking deadlines have passed. Of the 271 rulemaking requirements with deadlines that have passed, 210 (77.5%) have been met with finalized rules and rules hav...
The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from entering into new swaps, repurchase agreements and other qualified ...
The SEC adopted Business Conduct Rules for security-based swap dealers on April 14, 2016. The Business Conduct Rules address requirements analogous to those covered by the CFTC’s exter...
The CFTC recently adopted final uncleared swap margin and segregation requirements. Similarly, the U.S. prudential regulators adopted final margin and segregation requirements for unclear...
In a piece that appeared in the Financial Times’ FT Trading Room on January 8, 2016, Annette Nazareth and Gabriel Rosenberg of Davis Polk’s Financial Institutions Group make their reg...
Since September 30, 2015, 18 rulemaking requirements were finalized and no rulemaking requirements were proposed.
As of the end of the fourth quarter of 2015, a total of 271 Dodd-Frank r...
The U.S. banking regulators’ have adopted final uncleared swap margin, capital and segregation requirements and an interim final margin rule with limited exemptions. We have summarized ...
The Dodd-Frank Act, enacted after the global financial crisis, requires U.S. financial regulators to define and regulate systemically risky firms and activities—a truly Sisyphean task. ...
