The CFTC’s swap reporting rules, which were among the first swap rules finalized after Dodd-Frank, have also been among the most technically difficult for the industry to implement. Re...
The Financial Stability Board (FSB) has a long history of taking the high road in proposing international financial regulatory standards. Its Key Attributes for Effective Resolution Regi...
As the breakneck pace of the OTC derivatives regulatory regime continues, the 2017 edition of OTC Derivatives Regulation Under Dodd-Frank: A Guide to Registration, Reporting, Business Con...
Three recent cybersecurity events highlight the need for companies to review their access controls to limit who has administrator privileges and how long those elevated privileges last.
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We have prepared a visual summary of the results of the Federal Reserve’s 2017 Comprehensive Capital Analysis and Review (CCAR) and the supervisory and company-run Dodd-Frank Act Stress...
The Federal Reserve today released the results of its 2017 Comprehensive Capital Analysis and Review (CCAR). For the first time since the introduction of CCAR in 2011, the Federal Reserv...
There has been a slow start to financial regulatory reform under the Trump Administration, but the conversation is now changing in ways that are serious and thoughtful. This note highligh...
Last week, Target Corp. reached a record $18.5 million settlement with 47 states and the District of Columbia to end investigations into Target’s data breach in 2013. The settlement hi...
A revised version of the Financial CHOICE Act (commonly referred to as CHOICE Act 2.0) was passed by the House Financial Services Committee last week on a strictly partisan vote and will ...
SEC Chair nominee Jay Clayton’s March 23rd hearing before the Senate Banking Committee covered much of the expected ground. In a series of responses designed to avoid controversy, Clayt...
