A year ago we offered our regulatory predictions for 2014. We correctly predicted a busy year of financial reform implementation, as well as intensified discussions of the relationships a...
On December 16, 2014, the President signed into law an amendment to Section 716 of the Dodd-Frank Act (known as the “Swaps Pushout Rule” or the “Lincoln Amendment”) as part of a $...
In this Report:
In the past month, no rulemaking requirement deadlines passed, one rulemaking requirement was finalized and no rulemaking requirements were proposed.
As of December 1,...
In this Report:
In the past month, no rulemaking requirement deadlines passed, ten rulemaking requirements were finalized, and one rule was proposed that would meet one rulemaking requ...
On September 17, 2014, the CFTC re-proposed rules for uncleared swap margin requirements. The CFTC’s re-proposal is largely consistent with a re-proposal
on margin, capital and segrega...
In this Report:
In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no new rules were proposed that would meet rulemaking requirements.
...
On September 3, 2014, U.S. banking regulators re-proposed margin, capital and segregation requirements applicable to swap entities for uncleared swaps. The new proposed rules modify si...
In this Report:
Since July 18, 2014, two rules have been finalized that meet twelve rulemaking requirements, and one rule has been proposed that would meet one rulemaking requirement.
...
This special Progress Report marks the four-year anniversary of Dodd-Frank.
As of July 18, 2014, a total of 280 Dodd-Frank rulemaking requirement deadlines have passed. Of these 280 passe...
On June 25, the SEC adopted the first in a series of rules governing the cross-border reach of its security-based swap regulatory regime. The rules define the term “U.S. person” and ...
