Gabe Rosenberg

Counsels the most sophisticated clients on all aspects of financial regulation.
Gabe is a member of our Financial Institutions and Fintech practices. He counsels clients across the financial services, banking and innovation sectors on regulatory issues that matter to their business. This includes helping clients navigate interactions with regulators, implement legislative and regulatory requirements, defend against enforcement actions and advocate for fit-for-purpose regulation.
Clients look to Gabe for his analysis and guidance on the legal and regulatory issues related to novel business proposals. His advanced degree in mathematics enables him to understand clients’ trading, tech and data businesses to provide them with commercial-minded, practical advice.
Gabe is a frequent writer, commentator and lecturer on regulatory issues. He co-edits Regulation of Swaps and Security-Based Swaps in the United States, now in its sixth edition, and has held academic appointments at Yale Law School, the Yale School of Management and UC Berkeley’s Haas School of Business.
Experience
Gabe’s work has included:
- Representing many of the most significant crypto-native firms on key legal, regulatory and transactional issues, including the cross-border application of US regulatory requirements
- Advising traditional financial institutions, including several G-SIBs and asset managers, on digital asset and fintech initiatives
- Advising many of the largest financial institutions on a myriad of regulatory, advocacy and enforcement issues, including swap dealer regulation, the Volcker Rule, TLAC, the QFC Stay Rule and capital and liquidity
- Development of prime brokerage offerings
- Representing clients in enforcement actions related to regulatory and compliance issues
- Representing clients in transactional arrangements related to insolvency proceedings
- Serving as co-author of numerous academic pieces relating to swap trading and the Volcker Rule
Insights
News
Recognition
Chambers USA – Financial Services Regulation: Banking (Compliance)
IFLR1000 – Financial Services Regulatory, United States, Highly Regarded
Legal 500 U.S. – Financial Services Regulation, Next Generation Partner
Education
- Managing Editor, Yale Journal of Law & Technology
- Articles Editor, Yale Journal on Regulation
- Member, Yale Law Journal
- with distinction
- magna cum laude
- Phi Beta Kappa
Qualifications and admissions
- State of New York