Following the April 2026 proposed rules from FinCEN, OCC, FDIC and NCUA, the Federal Reserve has released its own proposed AML/CFT program rule. The proposed rules largely reorganize the ...
The SEC announced its 2025 enforcement results while outlining shifts in its enforcement priorities to focus on fraud, market manipulation and individual accountability.
In his first public remarks since becoming CFTC Director of Enforcement, David Miller outlined his enforcement priorities, which are focused on serious cases implicating fraud, market man...
The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of crypto assets and transactions. It is an important step forward, ...
On March 10, 2026, the Department of Justice announced its first ever Department-wide corporate enforcement policy for all criminal cases. Under the new policy, companies that self-repor...
On February 24, 2026, the U.S. Attorney’s Office for the Southern District of New York announced a new policy to incentivize companies to self-report financial crimes. Companies could b...
Director Margaret Ryan recently gave a speech describing her “guiding principles” and enforcement priorities. She balanced the need for toughness with a focus on fraud that harms inve...
On December 4, Deputy Attorney General Todd Blanche and other DOJ officials participated in the annual ACI FCPA conference in Washington DC, outlining key principles to corporate enforcem...
On December 1, 2025, the U.S. Commodity Futures Trading Commission (CFTC) announced amendments to its Rules Relating to Investigations and Rules of Practice. The amendments are aimed at ...
