Davis Polk partner Annette Nazareth was the contributing editor for the second edition of Getting the Deal Through:Financial Services Compliance, a compilation of the rules and approache...
Davis Polk partner Annette Nazareth and counsel Zachary Zweihorn co-authored the “Federal Securities Regulation: Securities Act and Exchange Act” section of the American Bar Associa...
Blockchain technology continues to be a lively topic of conversation in legal, business and technology circles. This memo focuses on several key topics for companies considering whether a...
Last week, the SEC staff published new detailed guidance on its views of when a digital asset may be considered a security, in the form of two documents: a guidance “framework” issue...
Earlier this month, SEC Chairman Jay Clayton and Division of Trading and Markets Director Brett Redfearn engaged in a public dialogue on equity market structure issues. In addition to re...
Financial services regulatory reform continues to evolve in 2019. As we observe the changing landscape, here is the New Congress Edition of our reference tool, which provides context and...
In a piece published by the Financial Times, Davis Polk partners Annette Nazareth and Gabe Rosenberg make their trading and markets regulatory predictions for 2019. While the new Democr...
The SEC recently voted to adopt amendments to Rule 606 of Regulation NMS (the “Final Rule”) that expand broker-dealers’ disclosure obligations with regard to how they handle investo...
Financial services regulatory reform will continue to evolve in 2018 and 2019. As we observe the changing legislative landscape, here is the Post Midterm Election Edition of our referenc...
The Federal Reserve has finalized a new supervisory ratings system for large financial institutions (LFIs). The new LFI rating system, which reflects the three core areas of focus in the...
