Annette L. Nazareth

Davis Polk successfully represented the New York Stock Exchange LLC (“NYSE”) before the Securities and Exchange Commission (the “SEC” or “Commission”) in connection with NYSE’s proposed…

Davis Polk is advising Cboe Global Markets on its acquisition of BIDS Trading, a registered broker-dealer and the operator of the BIDS Alternative Trading System. The transaction is…

On September 4, 2020, Davis Polk filed a motion with the Securities and Exchange Commission (the “SEC” or “Commission”) on behalf of the New York Stock Exchange LLC (“NYSE”) to lift an…

Davis Polk achieved a significant victory this week for its client, the New York Stock Exchange (“NYSE”), in a dispute between the three largest U.S. stock-exchange groups and the…

On May 10, 2019, the SEC approved the application by the Long-Term Stock Exchange for registration as a national securities exchange, authorizing it to operate a fully automated exchange…

          Davis Polk secured a victory for the New York Stock Exchange (“NYSE”) in an ongoing highly publicized dispute between the three…

Davis Polk is advising the Long-Term Stock Exchange (“LTSE”) in connection with the SEC regulatory filing submitted by Investors’ Exchange LLC (“IEX”) to establish a new listing category on…

Davis Polk is advising Bats Global Markets, Inc. on its approximately $3.2 billion acquisition by CBOE Holdings, Inc. The transaction, which is expected to close in the first half of…

Davis Polk is advising Huatai Securities Co., Ltd. on its approximately $780 million acquisition of AssetMark Financial Holdings, Inc. from Aquiline Capital Partners, Genstar Capital…

Davis Polk advised The Royal Bank of Scotland plc (“RBS”) on investigations conducted by the U.S. Department of Justice (“DOJ”) and the Federal Reserve Bank (“Federal Reserve”) relating to…