As of February 1, 2012, a total of 225 Dodd Frank rulemaking deadlines have passed, of which 27.1% have been met with finalized rules. Of particular note this month, the CFTC finalized ru...
The CFTC recently finalized a Business Conduct Rule that establishes the standards that swap dealers (“SDs”) and major swap participants (“MSPs”) must follow in their dealings wit...
In adopting final rules on the treatment of cleared swap customer collateral, the CFTC has taken a major step in defining the architecture of market-wide swap clearing, a key pillar of th...
The CFTC issued a final rule on January 11, 2012 that specifies the registration process for swap dealers and major swap participants. On the same day, the CFTC also issued an order deleg...
In its ongoing effort to revise and consolidate rules governing members’ communications with retail and institutional investors, the Financial Industry Regulatory Authority, Inc. recent...
The CFTC has adopted two final rules - a Swap Data Reporting Rule and a Real-Time Reporting Rule - that, in less than a fully coordinated manner, establish the new Dodd-Frank Act reportin...
In this Report:
As of the end of 2011, deadlines for half of Dodd-Frank’s rulemaking requirements have passed. 25.5% of the passed deadlines have been met with finalized rules.
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Next year is shaping up another to be another significant year for US regulatory reform. Here are our predictions of 12 key issues for 2012:
1. Oversight of, and challenge to, regulatory ...
The Federal Reserve has released proposed rules to implement the enhanced supervisory and prudential requirements in Sections 165 and 166 of the Dodd-Frank Act. These proposed rules repre...
No New Deadlines. No new rulemaking requirements were due in November.
3 Requirements Proposed. Rules satisfying three rulemaking requirements were proposed this month. Two of the propos...
