In this issue, we highlight the SEC Enforcement Director’s recent remarks regarding the Division’s enforcement priorities, which include private fund related misconduct.
On April 20, 2026, the SEC and CFTC proposed amendments to Form PF, the confidential reporting form filed by SEC-registered advisers to private funds, including those registered with the ...
In this issue, we discuss a recent enforcement action involving fraud and registration charges against three venture capital fund managers and their owner.
In this issue, we discuss a settled SEC enforcement action involving “season-and-sell” programs and new Division of Investment Management FAQs regarding the Fund of Funds Rule.
In this issue, we discuss proposed amendments to Form N-PORT reporting requirements, the SEC enforcement director’s first public remarks and a recent enforcement action involving compli...
