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The SEC has clarified that a recent letter on structured note disclosures does not affect, limit or condition long-standing staff guidance and does not impose legal requirements.
New Russia sanctions legislation provides “secondary tariff” authority to target countries most involved in the Russian oil and gas trade (and Russia itself) and codifies and incremen...
The UK’s long-awaited regulatory regime for cryptoassets comes into force in October 2027. Firms that intend to provide regulated cryptoasset services at the point the new regime goes l...
Last week, the FTC accepted a proposed consent order resolving concerns that an agreement giving a firearm manufacturer the right to nominate two directors to serve on the board of a comp...
Four recent cases before the Hong Kong Court of First Instance reflect the court’s rigorous approach to upholding the integrity of arbitration as a private dispute resolution process.
The SEC proposes to eliminate the federal shareholder proposal process, expand companies’ discretionary voting authority with respect to shareholder proposals and modernize several long...
The UK Government is proposing significant changes to the way in which alternative investment fund managers are regulated. The new regime would remove, simplify and streamline many of the...
As the 2026 midterm elections near, House and Senate Democrats are signaling possible investigative priorities in the event they are successful in taking control of either chamber. This a...
In this issue, we discuss the extension of the Form PF compliance date, the proposed rescission of the investment adviser pay-to-play rule, the proposed amendments to CPO and CTA registra...