Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 26, 2022 Client Update SEC proposes new oversight requirements for certain services outsourced by investment advisers The SEC’s proposed new oversight rule and rule amendments under the Investment Advisers Act of 1940 (Advisers Act) prohi... September 30, 2022 Client Update Investment Management Regulatory Update - September 2022 In this issue we discuss, among other things, a Division of Examinations risk alert relating to the Marketing Rule, SEC Ch... August 31, 2022 Client Update Investment Management Regulatory Update - August 2022 In this issue, we discuss proposed amendments to Form PF by the Securities and Exchange Commission (SEC) and the Commodity... August 8, 2022 Client Update Senate approves tax on stock buybacks and corporate minimum tax On August 7, 2022, the United States Senate approved the Inflation Reduction Act of 2022 (H.R. 5376), an energy and health... July 29, 2022 Client Update Schumer, Manchin propose corporate minimum tax and new carried interest rules On July 27, Sens. Schumer and Manchin announced an agreement on the Inflation Reduction Act of 2022. Key tax provisions i... July 29, 2022 Client Update Investment Management Regulatory Update - July 2022 In this issue, we discuss, among other things, rule amendments that require electronic submission of Advisers Act exemptiv... July 5, 2022 Client Update Purchasing portfolio company debt – Threshold issues for private equity sponsors This client update identifies the principal issues that private equity firms and their portfolio companies should consider... June 29, 2022 Client Update Investment Management Regulatory Update - June 2022 In this issue, we discuss, among other things, proposed amendments to the “Names Rule” under the Investment Company Ac... June 16, 2022 Client Update SEC requests comments on Advisers Act status of index providers and other information providers The SEC requested public comments and information on whether index providers, model portfolio providers and pricing servic... June 13, 2022 Client Update Davis Polk submits comment letter to SEC on special purpose acquisition companies rule proposals In March 2022, the SEC proposed a sweeping set of rules relating to SPACs, SPAC IPOs and de-SPAC transactions that the SEC... Load More
October 26, 2022 Client Update SEC proposes new oversight requirements for certain services outsourced by investment advisers The SEC’s proposed new oversight rule and rule amendments under the Investment Advisers Act of 1940 (Advisers Act) prohi...
September 30, 2022 Client Update Investment Management Regulatory Update - September 2022 In this issue we discuss, among other things, a Division of Examinations risk alert relating to the Marketing Rule, SEC Ch...
August 31, 2022 Client Update Investment Management Regulatory Update - August 2022 In this issue, we discuss proposed amendments to Form PF by the Securities and Exchange Commission (SEC) and the Commodity...
August 8, 2022 Client Update Senate approves tax on stock buybacks and corporate minimum tax On August 7, 2022, the United States Senate approved the Inflation Reduction Act of 2022 (H.R. 5376), an energy and health...
July 29, 2022 Client Update Schumer, Manchin propose corporate minimum tax and new carried interest rules On July 27, Sens. Schumer and Manchin announced an agreement on the Inflation Reduction Act of 2022. Key tax provisions i...
July 29, 2022 Client Update Investment Management Regulatory Update - July 2022 In this issue, we discuss, among other things, rule amendments that require electronic submission of Advisers Act exemptiv...
July 5, 2022 Client Update Purchasing portfolio company debt – Threshold issues for private equity sponsors This client update identifies the principal issues that private equity firms and their portfolio companies should consider...
June 29, 2022 Client Update Investment Management Regulatory Update - June 2022 In this issue, we discuss, among other things, proposed amendments to the “Names Rule” under the Investment Company Ac...
June 16, 2022 Client Update SEC requests comments on Advisers Act status of index providers and other information providers The SEC requested public comments and information on whether index providers, model portfolio providers and pricing servic...
June 13, 2022 Client Update Davis Polk submits comment letter to SEC on special purpose acquisition companies rule proposals In March 2022, the SEC proposed a sweeping set of rules relating to SPACs, SPAC IPOs and de-SPAC transactions that the SEC...