Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 30, 2022 Client Update Investment Management Regulatory Update - November 2022 In this issue, we discuss, among other things, recently adopted rule amendments on proxy voting disclosures by registered ... November 28, 2022 Client Update SEC proposes amendments to liquidity risk management and required swing pricing for certain funds The SEC’s newly proposed amendments would require updates to ‘40 Act fund liquidity risk management programs and would r... November 3, 2022 Client Update SEC enhances disclosure of registered fund proxy voting and institutional manager “say-on-pay” votes The SEC’s new rule and amendments require registered funds to comply with enhanced and standardized reporting requiremen... October 31, 2022 Client Update Investment Management Regulatory Update - October 2022 In this issue we discuss, among other things, an SEC staff FAQ relating to investment adviser consideration of DEI factors. October 27, 2022 Client Update SEC modernizes fund shareholder reports, and certain fee and expense disclosures in advertisements The SEC’s new amendment requires that mutual funds and exchange-traded funds highlight certain key information in annual... October 26, 2022 Client Update SEC proposes new oversight requirements for certain services outsourced by investment advisers The SEC’s proposed new oversight rule and rule amendments under the Investment Advisers Act of 1940 (Advisers Act) prohi... September 30, 2022 Client Update Investment Management Regulatory Update - September 2022 In this issue we discuss, among other things, a Division of Examinations risk alert relating to the Marketing Rule, SEC Ch... August 31, 2022 Client Update Investment Management Regulatory Update - August 2022 In this issue, we discuss proposed amendments to Form PF by the Securities and Exchange Commission (SEC) and the Commodity... August 8, 2022 Client Update Senate approves tax on stock buybacks and corporate minimum tax On August 7, 2022, the United States Senate approved the Inflation Reduction Act of 2022 (H.R. 5376), an energy and health... July 29, 2022 Client Update Schumer, Manchin propose corporate minimum tax and new carried interest rules On July 27, Sens. Schumer and Manchin announced an agreement on the Inflation Reduction Act of 2022. Key tax provisions i... Load More
November 30, 2022 Client Update Investment Management Regulatory Update - November 2022 In this issue, we discuss, among other things, recently adopted rule amendments on proxy voting disclosures by registered ...
November 28, 2022 Client Update SEC proposes amendments to liquidity risk management and required swing pricing for certain funds The SEC’s newly proposed amendments would require updates to ‘40 Act fund liquidity risk management programs and would r...
November 3, 2022 Client Update SEC enhances disclosure of registered fund proxy voting and institutional manager “say-on-pay” votes The SEC’s new rule and amendments require registered funds to comply with enhanced and standardized reporting requiremen...
October 31, 2022 Client Update Investment Management Regulatory Update - October 2022 In this issue we discuss, among other things, an SEC staff FAQ relating to investment adviser consideration of DEI factors.
October 27, 2022 Client Update SEC modernizes fund shareholder reports, and certain fee and expense disclosures in advertisements The SEC’s new amendment requires that mutual funds and exchange-traded funds highlight certain key information in annual...
October 26, 2022 Client Update SEC proposes new oversight requirements for certain services outsourced by investment advisers The SEC’s proposed new oversight rule and rule amendments under the Investment Advisers Act of 1940 (Advisers Act) prohi...
September 30, 2022 Client Update Investment Management Regulatory Update - September 2022 In this issue we discuss, among other things, a Division of Examinations risk alert relating to the Marketing Rule, SEC Ch...
August 31, 2022 Client Update Investment Management Regulatory Update - August 2022 In this issue, we discuss proposed amendments to Form PF by the Securities and Exchange Commission (SEC) and the Commodity...
August 8, 2022 Client Update Senate approves tax on stock buybacks and corporate minimum tax On August 7, 2022, the United States Senate approved the Inflation Reduction Act of 2022 (H.R. 5376), an energy and health...
July 29, 2022 Client Update Schumer, Manchin propose corporate minimum tax and new carried interest rules On July 27, Sens. Schumer and Manchin announced an agreement on the Inflation Reduction Act of 2022. Key tax provisions i...