Investment Management

On April 20, 2026, the SEC and CFTC proposed amendments to Form PF, the confidential reporting form filed by SEC-registere...

In this issue, we discuss a recent enforcement action involving fraud and registration charges against three venture capit...

In this issue, we discuss a settled SEC enforcement action involving “season-and-sell” programs and new Division of In...

In this issue, we discuss proposed amendments to Form N-PORT reporting requirements, the SEC enforcement director’s firs...

In this issue, we discuss a compliance risk alert and new FAQs both regarding the Advisers Act Marketing Rule, proposed am...

The Federal Trade Commission has announced 2026 Hart-Scott-Rodino Act reporting thresholds starting at $133.9 million and ...

In this issue we discuss, among other things, an SEC exemptive order permitting a registered fund to offer exchange-traded...

The Delaware Court of Chancery pauses a proposed continuation fund transaction following a sovereign wealth fund’s alleg...

In this issue, we discuss, among other things, the SEC Division of Examinations’ exam priorities for 2026, and a recent ...

Davis Polk partners Luke Eldridge, Zachary Frimet, Chris Healey and Michael Hong and counsel Matthew Wiener contributed to...