Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that... January 31, 2023 Client Update Investment Management Regulatory Update - January 2023 In this issue we discuss, among other things, an update to SEC FAQs regarding compliance with the Advisers Act marketing r... December 30, 2022 Client Update IRS issues interim guidance on the corporate alternative minimum tax On Tuesday, December 27, 2022, the IRS released a notice that describes proposed regulations that the IRS intends to issue... December 28, 2022 Client Update Investment Management Regulatory Update - December 2022 In this issue, we discuss, among other things, a risk alert issued by the SEC’s Division of Examinations on compliance e... December 28, 2022 Client Update IRS issues interim guidance on the stock repurchase excise tax On Tuesday, December 27, the IRS released a notice that describes proposed regulations that the IRS intends to issue addre... November 30, 2022 Client Update Investment Management Regulatory Update - November 2022 In this issue, we discuss, among other things, recently adopted rule amendments on proxy voting disclosures by registered ... November 28, 2022 Client Update SEC proposes amendments to liquidity risk management and required swing pricing for certain funds The SEC’s newly proposed amendments would require updates to ‘40 Act fund liquidity risk management programs and would r... November 3, 2022 Client Update SEC enhances disclosure of registered fund proxy voting and institutional manager “say-on-pay” votes The SEC’s new rule and amendments require registered funds to comply with enhanced and standardized reporting requiremen... October 31, 2022 Client Update Investment Management Regulatory Update - October 2022 In this issue we discuss, among other things, an SEC staff FAQ relating to investment adviser consideration of DEI factors. October 27, 2022 Client Update SEC modernizes fund shareholder reports, and certain fee and expense disclosures in advertisements The SEC’s new amendment requires that mutual funds and exchange-traded funds highlight certain key information in annual... Load More
February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that...
January 31, 2023 Client Update Investment Management Regulatory Update - January 2023 In this issue we discuss, among other things, an update to SEC FAQs regarding compliance with the Advisers Act marketing r...
December 30, 2022 Client Update IRS issues interim guidance on the corporate alternative minimum tax On Tuesday, December 27, 2022, the IRS released a notice that describes proposed regulations that the IRS intends to issue...
December 28, 2022 Client Update Investment Management Regulatory Update - December 2022 In this issue, we discuss, among other things, a risk alert issued by the SEC’s Division of Examinations on compliance e...
December 28, 2022 Client Update IRS issues interim guidance on the stock repurchase excise tax On Tuesday, December 27, the IRS released a notice that describes proposed regulations that the IRS intends to issue addre...
November 30, 2022 Client Update Investment Management Regulatory Update - November 2022 In this issue, we discuss, among other things, recently adopted rule amendments on proxy voting disclosures by registered ...
November 28, 2022 Client Update SEC proposes amendments to liquidity risk management and required swing pricing for certain funds The SEC’s newly proposed amendments would require updates to ‘40 Act fund liquidity risk management programs and would r...
November 3, 2022 Client Update SEC enhances disclosure of registered fund proxy voting and institutional manager “say-on-pay” votes The SEC’s new rule and amendments require registered funds to comply with enhanced and standardized reporting requiremen...
October 31, 2022 Client Update Investment Management Regulatory Update - October 2022 In this issue we discuss, among other things, an SEC staff FAQ relating to investment adviser consideration of DEI factors.
October 27, 2022 Client Update SEC modernizes fund shareholder reports, and certain fee and expense disclosures in advertisements The SEC’s new amendment requires that mutual funds and exchange-traded funds highlight certain key information in annual...