Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 3, 2009 Client Update Investment Management Regulatory Update - March 2009 As discussed in the February 18, 2009 Davis Polk Corporate Regulatory Report, SEC Chairman Mary Schapiro recently spoke at... February 9, 2009 Client Update Investment Management Regulatory Update - February 2009 In late January, members of Congress introduced two bills that could greatly affect private funds and their managers. Sena... January 13, 2009 Client Update Investment Management Regulatory Update - January 2009 On December 30, 2008, the SEC Office of the Chief Accountant and Division of Corporation Finance issued a report to Congre... December 17, 2008 Client Update New York State Proposes to Tax Carried Interest Earned by Non-resident Partners The 2009 New York State budget proposed by Governor David Patterson yesterday contains a provision that would, effective J... December 17, 2008 Client Update FTC Fines Two Investment Funds for Failure to File Under HSR Act; $800,000 Penalty The Federal Trade Commission (“FTC”) on Monday fined two investment funds, ESL Partners, L.P. (“ESL”) and ZAM Hold... December 3, 2008 Client Update Investment Management Regulatory Update - December 2008 Prominent hedge fund managers were among those who testified before the House Committee on Oversight and Government Reform... December 1, 2008 Client Update Credit Default Swap and Regulatory Restructuring Bills Proposed by Senator Harkin and Senator Collins Recently, Senators Harkin and Collins separately proposed bills covering OTC derivatives, clearing of credit default swaps... November 1, 2008 Client Update Investment Management Regulatory Update - November 2008 On September 30, 2008, the SEC Office of the Chief Accountant and the FASB staff issued a joint press release (“Joint Pr... October 22, 2008 Client Update Section 457A The Emergency Economic Stabilization Act of 2008 (“EESA”), which President Bush signed on October 3, added Section 457... October 20, 2008 Client Update SEC Issues Interim Final Temporary Rule Extending Short Sale Reporting As reported in previous Davis Polk communications, the SEC’s emergency orders requiring large institutional investment m... Load More
March 3, 2009 Client Update Investment Management Regulatory Update - March 2009 As discussed in the February 18, 2009 Davis Polk Corporate Regulatory Report, SEC Chairman Mary Schapiro recently spoke at...
February 9, 2009 Client Update Investment Management Regulatory Update - February 2009 In late January, members of Congress introduced two bills that could greatly affect private funds and their managers. Sena...
January 13, 2009 Client Update Investment Management Regulatory Update - January 2009 On December 30, 2008, the SEC Office of the Chief Accountant and Division of Corporation Finance issued a report to Congre...
December 17, 2008 Client Update New York State Proposes to Tax Carried Interest Earned by Non-resident Partners The 2009 New York State budget proposed by Governor David Patterson yesterday contains a provision that would, effective J...
December 17, 2008 Client Update FTC Fines Two Investment Funds for Failure to File Under HSR Act; $800,000 Penalty The Federal Trade Commission (“FTC”) on Monday fined two investment funds, ESL Partners, L.P. (“ESL”) and ZAM Hold...
December 3, 2008 Client Update Investment Management Regulatory Update - December 2008 Prominent hedge fund managers were among those who testified before the House Committee on Oversight and Government Reform...
December 1, 2008 Client Update Credit Default Swap and Regulatory Restructuring Bills Proposed by Senator Harkin and Senator Collins Recently, Senators Harkin and Collins separately proposed bills covering OTC derivatives, clearing of credit default swaps...
November 1, 2008 Client Update Investment Management Regulatory Update - November 2008 On September 30, 2008, the SEC Office of the Chief Accountant and the FASB staff issued a joint press release (“Joint Pr...
October 22, 2008 Client Update Section 457A The Emergency Economic Stabilization Act of 2008 (“EESA”), which President Bush signed on October 3, added Section 457...
October 20, 2008 Client Update SEC Issues Interim Final Temporary Rule Extending Short Sale Reporting As reported in previous Davis Polk communications, the SEC’s emergency orders requiring large institutional investment m...