Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 5, 2009 Client Update Investment Management Regulatory Update - August 2009 LITIGATION Two Decisions Highlight Uncertainty of Section 10(b) Liability SEC Sanctions Ram Capital for Violating Brok... July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204... July 17, 2009 Client Update Private Fund Investment Advisers Registration Act On July 15, 2009, the Treasury Department released the proposed Private Fund Investment Advisers Registration Act of 2009 ... July 13, 2009 Client Update Investor Protection Act of 2009 On July 10, 2009, the Treasury Department released the proposed Investor Protection Act of 2009 (the “Act”), which wou... July 1, 2009 Client Update Investment Management Regulatory Update - July 2009 In response to the turmoil that rippled through money market funds and credit markets last fall when the Reserve Primary F... June 24, 2009 Client Update Extension of FBAR Filing Deadline for Certain Offshore Investments Informal comments by representatives of the IRS suggested for the first time on June 12, 2009 that investments in certain ... June 8, 2009 Client Update Investment Management Regulatory Update - June 2009 Pay-to-play arrangements involving payments to intermediaries to influence public pension fund investment decisions have r... June 1, 2009 Client Update Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark... May 8, 2009 Client Update Investment Management Regulatory Update - May 2009 On May 5, 2009, the SEC charged a bond salesman and a hedge fund manager with insider trading involving credit default swa... May 4, 2009 Client Update Administration's Proposals Regarding the Taxation of U.S. Groups' Foreign Income This morning, the Obama Administration provided more detail on its previously announced plan to reform the U.S. tax laws r... Load More
August 5, 2009 Client Update Investment Management Regulatory Update - August 2009 LITIGATION Two Decisions Highlight Uncertainty of Section 10(b) Liability SEC Sanctions Ram Capital for Violating Brok...
July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204...
July 17, 2009 Client Update Private Fund Investment Advisers Registration Act On July 15, 2009, the Treasury Department released the proposed Private Fund Investment Advisers Registration Act of 2009 ...
July 13, 2009 Client Update Investor Protection Act of 2009 On July 10, 2009, the Treasury Department released the proposed Investor Protection Act of 2009 (the “Act”), which wou...
July 1, 2009 Client Update Investment Management Regulatory Update - July 2009 In response to the turmoil that rippled through money market funds and credit markets last fall when the Reserve Primary F...
June 24, 2009 Client Update Extension of FBAR Filing Deadline for Certain Offshore Investments Informal comments by representatives of the IRS suggested for the first time on June 12, 2009 that investments in certain ...
June 8, 2009 Client Update Investment Management Regulatory Update - June 2009 Pay-to-play arrangements involving payments to intermediaries to influence public pension fund investment decisions have r...
June 1, 2009 Client Update Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark...
May 8, 2009 Client Update Investment Management Regulatory Update - May 2009 On May 5, 2009, the SEC charged a bond salesman and a hedge fund manager with insider trading involving credit default swa...
May 4, 2009 Client Update Administration's Proposals Regarding the Taxation of U.S. Groups' Foreign Income This morning, the Obama Administration provided more detail on its previously announced plan to reform the U.S. tax laws r...