Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 10, 2010 Client Update Investment Management Regulatory Update - May 2010 Breaking News on Enforcement Side Pocket Arrangements, Valuation Under SEC Investigation Litigation Court Rules Wh... April 9, 2010 Articles & Books Trends in Prime Brokerage The swift and unexpected collapse of Lehman Brothers revealed serious shortcomings in the traditional prime brokerage mode... April 6, 2010 Client Update Investment Management Regulatory Update - April 2010 Litigation Supreme Court Ruling in Mutual Fund Excessive Fee Case Generally Endorses Gartenberg Standard Federal Distr... March 11, 2010 Client Update New “PROP Trading Act” Would Expand “Volcker” Prohibitions Senators Merkley (D-OR) and Levin (D-MI) proposed a bill yesterday that would substantially expand the prohibitions on pro... March 9, 2010 Client Update Investment Management Regulatory Update - March 2010 Breaking News on Enforcement Activity Hedge Funds Under Scrutiny for Bets Against the Euro SEC Rules and Regulations S... February 5, 2010 Client Update Investment Management Regulatory Update - February 2010 Industry Update President Obama Proposes Significant Limits for Financial Institutions Developments Regarding the Dire... January 7, 2010 Client Update Investment Management Regulatory Update - January 2010 SEC Rules and Regulations SEC Adopts Amendments to the Custody Rule SEC Extends Expiration Date for Temporary Rule o... December 4, 2009 Client Update Investment Management Regulatory Update - December 2009 Industry Update Sen. Dodd Releases Restoring American Financial Stability Act of 2009 SEC Commissioner Aguilar Discus... November 11, 2009 Client Update Investment Management Regulatory Update - November 2009 Litigation Insider Trading Charges Brought Against Hedge Fund Manager Raj Rajaratnam, Galleon Management and Others SE... November 9, 2009 Client Update Investor Protection Act Passes House Financial Services Committee The Investor Protection Act passed the House Financial Services Committee (the “Committee”) on November 4, 2009 on a p... Load More
May 10, 2010 Client Update Investment Management Regulatory Update - May 2010 Breaking News on Enforcement Side Pocket Arrangements, Valuation Under SEC Investigation Litigation Court Rules Wh...
April 9, 2010 Articles & Books Trends in Prime Brokerage The swift and unexpected collapse of Lehman Brothers revealed serious shortcomings in the traditional prime brokerage mode...
April 6, 2010 Client Update Investment Management Regulatory Update - April 2010 Litigation Supreme Court Ruling in Mutual Fund Excessive Fee Case Generally Endorses Gartenberg Standard Federal Distr...
March 11, 2010 Client Update New “PROP Trading Act” Would Expand “Volcker” Prohibitions Senators Merkley (D-OR) and Levin (D-MI) proposed a bill yesterday that would substantially expand the prohibitions on pro...
March 9, 2010 Client Update Investment Management Regulatory Update - March 2010 Breaking News on Enforcement Activity Hedge Funds Under Scrutiny for Bets Against the Euro SEC Rules and Regulations S...
February 5, 2010 Client Update Investment Management Regulatory Update - February 2010 Industry Update President Obama Proposes Significant Limits for Financial Institutions Developments Regarding the Dire...
January 7, 2010 Client Update Investment Management Regulatory Update - January 2010 SEC Rules and Regulations SEC Adopts Amendments to the Custody Rule SEC Extends Expiration Date for Temporary Rule o...
December 4, 2009 Client Update Investment Management Regulatory Update - December 2009 Industry Update Sen. Dodd Releases Restoring American Financial Stability Act of 2009 SEC Commissioner Aguilar Discus...
November 11, 2009 Client Update Investment Management Regulatory Update - November 2009 Litigation Insider Trading Charges Brought Against Hedge Fund Manager Raj Rajaratnam, Galleon Management and Others SE...
November 9, 2009 Client Update Investor Protection Act Passes House Financial Services Committee The Investor Protection Act passed the House Financial Services Committee (the “Committee”) on November 4, 2009 on a p...