Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 13, 2010 Client Update Investment Management Regulatory Update - September 2010 SEC Rules and Regulations SEC Votes to Adopt New Proxy Access Rules Industry Update Technical Corrections and Rev... August 17, 2010 Client Update New York State Amends 2009 Power of Attorney Statute Last year, New York State enacted significant amendments to Title 15 of Article 5 of the New York General Obligations Law ... August 16, 2010 Client Update Investment Management Regulatory Update - August 2010 SEC Rules and Regulations SEC Proposes New Rules Governing Mutual Fund Distribution Fees SEC Adopts Amendments to Part... July 26, 2010 Client Update SEC Proposes New Regulatory Scheme for 12b-1 Mutual Fund Fees Citing a need to better protect and inform mutual fund investors, the Securities and Exchange Commission (“SEC”) propo... July 23, 2010 Client Update Exploring the Volcker Rule’s Effect on Banks: WSJ Video Interview The “Volcker Rule,” which is a key component of the Dodd-Frank Wall Street Reform and Consumer Protection Act, prohibi... July 15, 2010 Client Update Investment Management Regulatory Update - July 2010 Industry Update House Passes Dodd-Frank Wall Street Reform and Consumer Protection Act Effect of the U.S. Financial Re... July 9, 2010 Client Update Davis Polk Regulatory Implementation Slides The following slides show the effective dates for various agency rulemakings required, and statutory amendments made, by t... July 9, 2010 Client Update Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010 With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the A... June 10, 2010 Client Update Investment Management Regulatory Update - June 2010 Industry Update Senate Passes Restoring American Financial Stability Act Recent Developments Regarding the EU Directiv... June 2, 2010 Client Update Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues The following chart compares the provisions of the Restoring American Financial Stability Act of 2010, passed by the Senat... Load More
September 13, 2010 Client Update Investment Management Regulatory Update - September 2010 SEC Rules and Regulations SEC Votes to Adopt New Proxy Access Rules Industry Update Technical Corrections and Rev...
August 17, 2010 Client Update New York State Amends 2009 Power of Attorney Statute Last year, New York State enacted significant amendments to Title 15 of Article 5 of the New York General Obligations Law ...
August 16, 2010 Client Update Investment Management Regulatory Update - August 2010 SEC Rules and Regulations SEC Proposes New Rules Governing Mutual Fund Distribution Fees SEC Adopts Amendments to Part...
July 26, 2010 Client Update SEC Proposes New Regulatory Scheme for 12b-1 Mutual Fund Fees Citing a need to better protect and inform mutual fund investors, the Securities and Exchange Commission (“SEC”) propo...
July 23, 2010 Client Update Exploring the Volcker Rule’s Effect on Banks: WSJ Video Interview The “Volcker Rule,” which is a key component of the Dodd-Frank Wall Street Reform and Consumer Protection Act, prohibi...
July 15, 2010 Client Update Investment Management Regulatory Update - July 2010 Industry Update House Passes Dodd-Frank Wall Street Reform and Consumer Protection Act Effect of the U.S. Financial Re...
July 9, 2010 Client Update Davis Polk Regulatory Implementation Slides The following slides show the effective dates for various agency rulemakings required, and statutory amendments made, by t...
July 9, 2010 Client Update Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010 With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the A...
June 10, 2010 Client Update Investment Management Regulatory Update - June 2010 Industry Update Senate Passes Restoring American Financial Stability Act Recent Developments Regarding the EU Directiv...
June 2, 2010 Client Update Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues The following chart compares the provisions of the Restoring American Financial Stability Act of 2010, passed by the Senat...