Investment Management

The SEC’s form and rule amendments require 1940 Act funds to enhance their periodic portfolio reporting. The SEC also pr...

On September 12, 2024, the U.S. Treasury Department and the Internal Revenue Service released proposed regulations address...

FinCEN’s Investment Adviser Rule will, as of January 1, 2026, require certain investment advisers to implement and maint...

In this issue we discuss, among other things, amended reporting requirements for registered funds and SEC guidance regardi...

In this issue, we discuss a recent enforcement action involving a private fund adviser that allegedly included misleading ...

In this issue, we discuss the U.S. Court of Appeals decision that struck down the SEC’s new rules and amendments under t...

In a closely watched case, the U.S. Court of Appeals for the Fifth Circuit struck down in its entirety the SEC’s new pri...

In this issue, we discuss proposed customer identification requirements for investment advisers and amendments regarding e...

In this issue, we discuss the SEC Examinations Division’s risk alert regarding compliance with the Advisers Act Marketin...

Davis Polk partner Gregory Rowland and counsel Sarah Kim and Leon Salkin contributed to the seventh edition of Internation...