Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 3, 2011 Client Update Federal Agencies Propose Interagency Rule on Incentive-Based Compensation for Financial Institutions A proposed rule issued under Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act would subject fi... February 14, 2011 Client Update Investment Management Regulatory Update - February 2011 On January 26, 2011, the SEC and the CFTC (the “Commissions”) jointly released proposed new rules under the Commodity ... February 14, 2011 Client Update Summary of the Federal Reserve’s Final Regulations on the Conformance Period for the Volcker Rule The final regulations implement the conformance period during which banking entities must bring their activities, investme... February 9, 2011 Client Update Summary of Federal Reserve Proposed Rule on Definitions Related to Nonbank Financial Companies and Interconnectedness of Systemically Important Firms On February 8, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued a notice of proposed ru... January 20, 2011 Client Update Summary of the Volcker Rule Study – Hedge Funds and Private Equity Funds The study by the Financial Stability Oversight Council (“FSOC”) of the funds portion of the Volcker Rule includes usef... January 13, 2011 Client Update Investment Management Regulatory Update - January 2011 In this issue of the Investment Management Regulatory Update: SEC Rules and Regulations - SEC Extends Expiration Date for... December 17, 2010 Client Update Investment Management Regulatory Update - December 2010 On November 19, 2010, the SEC issued a release (the “Exemptions Release”) proposing rules to implement certain provisi... November 24, 2010 Client Update SEC Issues Proposal Implementing Advisers Act Registration and Reporting Amendments Under the Dodd-Frank Act On November 19, 2010, the SEC issued a release (the “Implementing Release”) in which it proposed rules and rule amendm... November 24, 2010 Client Update SEC Proposes Rules Implementing New Exemptions from Advisers Act Registration Under the Dodd-Frank Act On November 19, 2010, the SEC issued a release (the “Exemptions Release”) proposing rules to implement certain provisi... November 12, 2010 Client Update CFTC Proposes Swap Dealer and Major Swap Participant Rules At an open meeting on November 10, the CFTC proposed four rules regarding regulation of, and registration requirements for... Load More
March 3, 2011 Client Update Federal Agencies Propose Interagency Rule on Incentive-Based Compensation for Financial Institutions A proposed rule issued under Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act would subject fi...
February 14, 2011 Client Update Investment Management Regulatory Update - February 2011 On January 26, 2011, the SEC and the CFTC (the “Commissions”) jointly released proposed new rules under the Commodity ...
February 14, 2011 Client Update Summary of the Federal Reserve’s Final Regulations on the Conformance Period for the Volcker Rule The final regulations implement the conformance period during which banking entities must bring their activities, investme...
February 9, 2011 Client Update Summary of Federal Reserve Proposed Rule on Definitions Related to Nonbank Financial Companies and Interconnectedness of Systemically Important Firms On February 8, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued a notice of proposed ru...
January 20, 2011 Client Update Summary of the Volcker Rule Study – Hedge Funds and Private Equity Funds The study by the Financial Stability Oversight Council (“FSOC”) of the funds portion of the Volcker Rule includes usef...
January 13, 2011 Client Update Investment Management Regulatory Update - January 2011 In this issue of the Investment Management Regulatory Update: SEC Rules and Regulations - SEC Extends Expiration Date for...
December 17, 2010 Client Update Investment Management Regulatory Update - December 2010 On November 19, 2010, the SEC issued a release (the “Exemptions Release”) proposing rules to implement certain provisi...
November 24, 2010 Client Update SEC Issues Proposal Implementing Advisers Act Registration and Reporting Amendments Under the Dodd-Frank Act On November 19, 2010, the SEC issued a release (the “Implementing Release”) in which it proposed rules and rule amendm...
November 24, 2010 Client Update SEC Proposes Rules Implementing New Exemptions from Advisers Act Registration Under the Dodd-Frank Act On November 19, 2010, the SEC issued a release (the “Exemptions Release”) proposing rules to implement certain provisi...
November 12, 2010 Client Update CFTC Proposes Swap Dealer and Major Swap Participant Rules At an open meeting on November 10, the CFTC proposed four rules regarding regulation of, and registration requirements for...