Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights February 23, 2012 Client Update CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs On February 9, 2012, the Commodity Futures Trading Commission (the “CFTC”) adopted final rule amendments (the “Final... February 21, 2012 Client Update Investment Management Regulatory Update - February 2012 On January 19, 2012, the staff of the SEC’s Division of Investment Management released responses (“Responses”) to fr... January 23, 2012 Client Update Investment Management Regulatory Update - January 2012 SEC Rules and Regulations SEC Amends Net Worth Standard for Individual Accredited Investors SEC Schapiro Seeks Authori... January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ... January 11, 2012 Client Update CFTC Adopts Rules Establishing Swap Reporting Regime The CFTC has adopted two final rules - a Swap Data Reporting Rule and a Real-Time Reporting Rule - that, in less than a fu... December 7, 2011 Client Update Investment Management Regulatory Update - December 2011 Industry Update Treasury Department To Develop Anti-Money Laundering Rules for Investment Advisers Proposed Treasur... November 18, 2011 Client Update Investment Management Regulatory Update - November 2011 SEC Rules and Regulations SEC Adopts Private Fund Systemic Risk Reporting Rule SEC Proposes Rules on the Registrati... November 7, 2011 Client Update CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps On October 18, 2011, a divided CFTC approved final rules that establish position limits for 28 exempt (metals and energy) ... November 3, 2011 Client Update Proposed Treasury Regulations Clarify U.S. Taxation of Investments by Foreign Governments On November 2, 2011, Treasury released proposed revisions to the regulations under Section 892 of the Internal Revenue Cod... October 27, 2011 Client Update SEC Approves Private Fund Systemic Risk Reporting On October 26, 2011, the Securities and Exchange Commission (the “SEC”) voted unanimously to adopt a new rule under th... Load More
February 23, 2012 Client Update CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs On February 9, 2012, the Commodity Futures Trading Commission (the “CFTC”) adopted final rule amendments (the “Final...
February 21, 2012 Client Update Investment Management Regulatory Update - February 2012 On January 19, 2012, the staff of the SEC’s Division of Investment Management released responses (“Responses”) to fr...
January 23, 2012 Client Update Investment Management Regulatory Update - January 2012 SEC Rules and Regulations SEC Amends Net Worth Standard for Individual Accredited Investors SEC Schapiro Seeks Authori...
January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ...
January 11, 2012 Client Update CFTC Adopts Rules Establishing Swap Reporting Regime The CFTC has adopted two final rules - a Swap Data Reporting Rule and a Real-Time Reporting Rule - that, in less than a fu...
December 7, 2011 Client Update Investment Management Regulatory Update - December 2011 Industry Update Treasury Department To Develop Anti-Money Laundering Rules for Investment Advisers Proposed Treasur...
November 18, 2011 Client Update Investment Management Regulatory Update - November 2011 SEC Rules and Regulations SEC Adopts Private Fund Systemic Risk Reporting Rule SEC Proposes Rules on the Registrati...
November 7, 2011 Client Update CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps On October 18, 2011, a divided CFTC approved final rules that establish position limits for 28 exempt (metals and energy) ...
November 3, 2011 Client Update Proposed Treasury Regulations Clarify U.S. Taxation of Investments by Foreign Governments On November 2, 2011, Treasury released proposed revisions to the regulations under Section 892 of the Internal Revenue Cod...
October 27, 2011 Client Update SEC Approves Private Fund Systemic Risk Reporting On October 26, 2011, the Securities and Exchange Commission (the “SEC”) voted unanimously to adopt a new rule under th...