Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 23, 2012 Client Update Senate Passes Legislation To Raise the 500 Shareholder Threshold for SEC Registration and To Relax General Solicitation Prohibition in Reg D Offerings Yesterday, by a vote of 73 to 26, the U.S. Senate passed the Jumpstart Our Business Startups Act, which was approved by th... March 21, 2012 Client Update Investment Management Regulatory Update - March 2012 On February 15, 2012, the Securities and Exchange Commission (the “SEC”) issued a final rule release (the “Release?... February 23, 2012 Client Update CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs On February 9, 2012, the Commodity Futures Trading Commission (the “CFTC”) adopted final rule amendments (the “Final... February 21, 2012 Client Update Investment Management Regulatory Update - February 2012 On January 19, 2012, the staff of the SEC’s Division of Investment Management released responses (“Responses”) to fr... January 23, 2012 Client Update Investment Management Regulatory Update - January 2012 SEC Rules and Regulations SEC Amends Net Worth Standard for Individual Accredited Investors SEC Schapiro Seeks Authori... January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ... January 11, 2012 Client Update CFTC Adopts Rules Establishing Swap Reporting Regime The CFTC has adopted two final rules - a Swap Data Reporting Rule and a Real-Time Reporting Rule - that, in less than a fu... December 7, 2011 Client Update Investment Management Regulatory Update - December 2011 Industry Update Treasury Department To Develop Anti-Money Laundering Rules for Investment Advisers Proposed Treasur... November 18, 2011 Client Update Investment Management Regulatory Update - November 2011 SEC Rules and Regulations SEC Adopts Private Fund Systemic Risk Reporting Rule SEC Proposes Rules on the Registrati... November 7, 2011 Client Update CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps On October 18, 2011, a divided CFTC approved final rules that establish position limits for 28 exempt (metals and energy) ... Load More
March 23, 2012 Client Update Senate Passes Legislation To Raise the 500 Shareholder Threshold for SEC Registration and To Relax General Solicitation Prohibition in Reg D Offerings Yesterday, by a vote of 73 to 26, the U.S. Senate passed the Jumpstart Our Business Startups Act, which was approved by th...
March 21, 2012 Client Update Investment Management Regulatory Update - March 2012 On February 15, 2012, the Securities and Exchange Commission (the “SEC”) issued a final rule release (the “Release?...
February 23, 2012 Client Update CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs On February 9, 2012, the Commodity Futures Trading Commission (the “CFTC”) adopted final rule amendments (the “Final...
February 21, 2012 Client Update Investment Management Regulatory Update - February 2012 On January 19, 2012, the staff of the SEC’s Division of Investment Management released responses (“Responses”) to fr...
January 23, 2012 Client Update Investment Management Regulatory Update - January 2012 SEC Rules and Regulations SEC Amends Net Worth Standard for Individual Accredited Investors SEC Schapiro Seeks Authori...
January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ...
January 11, 2012 Client Update CFTC Adopts Rules Establishing Swap Reporting Regime The CFTC has adopted two final rules - a Swap Data Reporting Rule and a Real-Time Reporting Rule - that, in less than a fu...
December 7, 2011 Client Update Investment Management Regulatory Update - December 2011 Industry Update Treasury Department To Develop Anti-Money Laundering Rules for Investment Advisers Proposed Treasur...
November 18, 2011 Client Update Investment Management Regulatory Update - November 2011 SEC Rules and Regulations SEC Adopts Private Fund Systemic Risk Reporting Rule SEC Proposes Rules on the Registrati...
November 7, 2011 Client Update CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps On October 18, 2011, a divided CFTC approved final rules that establish position limits for 28 exempt (metals and energy) ...