Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 7, 2011 Client Update Investment Management Regulatory Update - December 2011 Industry Update Treasury Department To Develop Anti-Money Laundering Rules for Investment Advisers Proposed Treasur... November 18, 2011 Client Update Investment Management Regulatory Update - November 2011 SEC Rules and Regulations SEC Adopts Private Fund Systemic Risk Reporting Rule SEC Proposes Rules on the Registrati... November 7, 2011 Client Update CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps On October 18, 2011, a divided CFTC approved final rules that establish position limits for 28 exempt (metals and energy) ... November 3, 2011 Client Update Proposed Treasury Regulations Clarify U.S. Taxation of Investments by Foreign Governments On November 2, 2011, Treasury released proposed revisions to the regulations under Section 892 of the Internal Revenue Cod... October 27, 2011 Client Update SEC Approves Private Fund Systemic Risk Reporting On October 26, 2011, the Securities and Exchange Commission (the “SEC”) voted unanimously to adopt a new rule under th... October 17, 2011 Client Update FSOC's Proposed Rules for SIFI Designations The Financial Stability Oversight Council recently approved a proposed rule and guidance setting out the metrics and proce... October 14, 2011 Client Update Investment Management Regulatory Update - October 2011 Industry Update Regulators Release Proposed Regulations Implementing the Volcker Rule SEC Grants No Action Relief fro... October 7, 2011 Client Update Leaked Volcker Release – Funds On Wednesday, October 5, the American Banker made public a September 30 draft of the imminent interagency release on the V... October 7, 2011 Client Update Leaked Volcker Release – Proprietary Trading On Wednesday, October 5, the American Banker made public a September 30 draft of the imminent interagency release on the V... October 5, 2011 Client Update SEC Large Trader Rule: Impact on Corporations and Related Individuals The SEC’s new Large Trader Reporting Rule should be reviewed by corporations and individuals that exercise discretion ov... Load More
December 7, 2011 Client Update Investment Management Regulatory Update - December 2011 Industry Update Treasury Department To Develop Anti-Money Laundering Rules for Investment Advisers Proposed Treasur...
November 18, 2011 Client Update Investment Management Regulatory Update - November 2011 SEC Rules and Regulations SEC Adopts Private Fund Systemic Risk Reporting Rule SEC Proposes Rules on the Registrati...
November 7, 2011 Client Update CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps On October 18, 2011, a divided CFTC approved final rules that establish position limits for 28 exempt (metals and energy) ...
November 3, 2011 Client Update Proposed Treasury Regulations Clarify U.S. Taxation of Investments by Foreign Governments On November 2, 2011, Treasury released proposed revisions to the regulations under Section 892 of the Internal Revenue Cod...
October 27, 2011 Client Update SEC Approves Private Fund Systemic Risk Reporting On October 26, 2011, the Securities and Exchange Commission (the “SEC”) voted unanimously to adopt a new rule under th...
October 17, 2011 Client Update FSOC's Proposed Rules for SIFI Designations The Financial Stability Oversight Council recently approved a proposed rule and guidance setting out the metrics and proce...
October 14, 2011 Client Update Investment Management Regulatory Update - October 2011 Industry Update Regulators Release Proposed Regulations Implementing the Volcker Rule SEC Grants No Action Relief fro...
October 7, 2011 Client Update Leaked Volcker Release – Funds On Wednesday, October 5, the American Banker made public a September 30 draft of the imminent interagency release on the V...
October 7, 2011 Client Update Leaked Volcker Release – Proprietary Trading On Wednesday, October 5, the American Banker made public a September 30 draft of the imminent interagency release on the V...
October 5, 2011 Client Update SEC Large Trader Rule: Impact on Corporations and Related Individuals The SEC’s new Large Trader Reporting Rule should be reviewed by corporations and individuals that exercise discretion ov...