Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 8, 2013 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry The move toward stricter regulation of remuneration in the financial services industry in the European Union has resulted ... July 18, 2013 Client Update Investment Management Regulatory Update - July 2013 SEC Rules and Regulations SEC Adopts Rules to Eliminate General Solicitation Ban and Proposes other Private Offering R... July 10, 2013 Client Update SEC Adopts Private Offering Reforms Mandated by JOBS Act Today the SEC adopted amendments to its private offering safe harbors as mandated by the JOBS Act of 2012. These amendment... June 24, 2013 Client Update Investment Management Regulatory Update - June 2013 SEC Rules and Regulations SEC Proposes Amendments to Money Market Fund Rules SEC Proposes Rules to Regulate Cross-Bord... June 11, 2013 Client Update SEC Proposes Amendments to Money Market Fund Rules On June 5, 2013, the Securities and Exchange Commission (the “SEC”) proposed amendments to rules under the Investment ... June 4, 2013 Client Update The Impact of the Alternative Investment Fund Managers Directive on Non-E.U. Managers of Non-E.U. Funds The Alternative Investment Fund Managers Directive (the Directive) entered into force on July 21, 2011 with E.U. Member St... May 28, 2013 Articles & Books CCOs Must Heed SEC’s Northern Lights Action May 16, 2013 Client Update Investment Management Regulatory Update - May 2013 SEC Rules and Regulations SEC Staff Responds to Questions About Form PF SEC Requests Information to Inform Considerati... May 16, 2013 Client Update SEC Proposes Cross-Border Security-Based Swap Rules On May 1, 2013, the Securities and Exchange Commission took long-awaited action to propose rules governing cross-border ac... May 13, 2013 Client Update The SEC’s Northern Lights Enforcement Action: Implications For Fund Directors On May 2, 2013, the Securities and Exchange Commission (the “SEC”) settled charges that the five trustees (the “Trus... Load More
August 8, 2013 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry The move toward stricter regulation of remuneration in the financial services industry in the European Union has resulted ...
July 18, 2013 Client Update Investment Management Regulatory Update - July 2013 SEC Rules and Regulations SEC Adopts Rules to Eliminate General Solicitation Ban and Proposes other Private Offering R...
July 10, 2013 Client Update SEC Adopts Private Offering Reforms Mandated by JOBS Act Today the SEC adopted amendments to its private offering safe harbors as mandated by the JOBS Act of 2012. These amendment...
June 24, 2013 Client Update Investment Management Regulatory Update - June 2013 SEC Rules and Regulations SEC Proposes Amendments to Money Market Fund Rules SEC Proposes Rules to Regulate Cross-Bord...
June 11, 2013 Client Update SEC Proposes Amendments to Money Market Fund Rules On June 5, 2013, the Securities and Exchange Commission (the “SEC”) proposed amendments to rules under the Investment ...
June 4, 2013 Client Update The Impact of the Alternative Investment Fund Managers Directive on Non-E.U. Managers of Non-E.U. Funds The Alternative Investment Fund Managers Directive (the Directive) entered into force on July 21, 2011 with E.U. Member St...
May 16, 2013 Client Update Investment Management Regulatory Update - May 2013 SEC Rules and Regulations SEC Staff Responds to Questions About Form PF SEC Requests Information to Inform Considerati...
May 16, 2013 Client Update SEC Proposes Cross-Border Security-Based Swap Rules On May 1, 2013, the Securities and Exchange Commission took long-awaited action to propose rules governing cross-border ac...
May 13, 2013 Client Update The SEC’s Northern Lights Enforcement Action: Implications For Fund Directors On May 2, 2013, the Securities and Exchange Commission (the “SEC”) settled charges that the five trustees (the “Trus...