Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 16, 2015 Client Update FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of... August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust... July 14, 2015 Client Update Investment Management Regulatory Update - July 2015 SEC Rules and Regulations SEC Updates Staff Responses to Questions About Pay-to-Play Rule SEC Grants No-Action Relief Per... June 22, 2015 Client Update Investment Management Regulatory Update - June 2015 SEC Rules and Regulations BE-10 Report Filing Deadline for New Filers Extended to June 30, 2015 SEC Grants No-Action Reli... June 18, 2015 Client Update SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and Investment Advisers On May 20, 2015, the Securities and Exchange Commission (the “SEC”) proposed rules, forms and amendments under both th... June 5, 2015 Client Update New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal The New York Department of Financial Services (NYDFS) has published its final “BitLicense” rule for virtual currency b... May 20, 2015 Client Update Investment Management Regulatory Update - May 2015 SEC Rules and Regulations SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and In... May 11, 2015 Client Update Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule On April 14, 2015, the U.S. Department of Labor (“DOL”) released its long-awaited re-proposed regulation redefining wh... May 1, 2015 Client Update SEC Proposes “Pay Versus Performance” Rule On April 29, 2015, a divided Securities and Exchange Commission proposed requiring U.S. public companies to disclose the r... April 27, 2015 Client Update Investment Management Regulatory Update - April 2015 SEC Rules and Regulations SEC Adopts Final Regulation A+ Rules SEC Grants No-Action Relief From Section 206(4) to 16th Am... Load More
September 16, 2015 Client Update FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of...
August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust...
July 14, 2015 Client Update Investment Management Regulatory Update - July 2015 SEC Rules and Regulations SEC Updates Staff Responses to Questions About Pay-to-Play Rule SEC Grants No-Action Relief Per...
June 22, 2015 Client Update Investment Management Regulatory Update - June 2015 SEC Rules and Regulations BE-10 Report Filing Deadline for New Filers Extended to June 30, 2015 SEC Grants No-Action Reli...
June 18, 2015 Client Update SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and Investment Advisers On May 20, 2015, the Securities and Exchange Commission (the “SEC”) proposed rules, forms and amendments under both th...
June 5, 2015 Client Update New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal The New York Department of Financial Services (NYDFS) has published its final “BitLicense” rule for virtual currency b...
May 20, 2015 Client Update Investment Management Regulatory Update - May 2015 SEC Rules and Regulations SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and In...
May 11, 2015 Client Update Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule On April 14, 2015, the U.S. Department of Labor (“DOL”) released its long-awaited re-proposed regulation redefining wh...
May 1, 2015 Client Update SEC Proposes “Pay Versus Performance” Rule On April 29, 2015, a divided Securities and Exchange Commission proposed requiring U.S. public companies to disclose the r...
April 27, 2015 Client Update Investment Management Regulatory Update - April 2015 SEC Rules and Regulations SEC Adopts Final Regulation A+ Rules SEC Grants No-Action Relief From Section 206(4) to 16th Am...