Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 26, 2015 Client Update Investment Management Regulatory Update - March 2015 SEC Rules and Regulations SEC Extends Rule 482 No-Action Position to Certain Information Furnished to Participants and Be... February 18, 2015 Client Update Investment Management Regulatory Update - February 2015 SEC Rules and Regulations SEC Proposes Hedging Disclosure Rule Industry Update Electronic Blue Sky Notice Filings for R... January 23, 2015 Client Update New Procedures for Shortened Debt Tender Offers; Relief Extended to High-Yield Debt A new no-action letter from the SEC staff substantially revises the rules applicable to shortened debt tender offers and e... January 20, 2015 Client Update Investment Management Regulatory Update - January 2015 SEC Rules and Regulations SEC Extends No-Action Relief to Three Derivatives Clearing Organizations Regarding Custody Rule... January 8, 2015 Client Update IRS Internal Memorandum Concludes Offshore Fund Engaged in Lending and Underwriting Business in the United States On January 2, the Internal Revenue Service (the “IRS”) released a Chief Counsel Advice memorandum (the “CCA”) that... December 16, 2014 Client Update Investment Management Regulatory Update - December 2014 SEC Rules and Regulations SEC Issues Exemptive Relief for Non-Transparent ETMFs SEC Staff Responds to Questions About ... December 10, 2014 Client Update American Bankruptcy Institute Commission to Study the Reform of Chapter 11: A Review of Significant Recommendations for Large Chapter 11 Cases On December 8, the American Bankruptcy Institute Commission to Study the Reform of Chapter 11 released its Final Report an... November 19, 2014 Client Update Investment Management Regulatory Update - November 2014 SEC Rules and Regulations SEC Issues Preliminary Denial to Exemptive Relief Applications for Operation of Non-Transpare... October 20, 2014 Client Update Investment Management Regulatory Update - October 2014 Industry Update IM Director Discusses Changing Regulatory Landscape for Hedge Fund Managers CFTC Grants No-Action Reli... October 15, 2014 Client Update CFTC Re-Proposes Uncleared Swap Margin Rules On September 17, 2014, the CFTC re-proposed rules for uncleared swap margin requirements. The CFTC’s re-proposal is larg... Load More
March 26, 2015 Client Update Investment Management Regulatory Update - March 2015 SEC Rules and Regulations SEC Extends Rule 482 No-Action Position to Certain Information Furnished to Participants and Be...
February 18, 2015 Client Update Investment Management Regulatory Update - February 2015 SEC Rules and Regulations SEC Proposes Hedging Disclosure Rule Industry Update Electronic Blue Sky Notice Filings for R...
January 23, 2015 Client Update New Procedures for Shortened Debt Tender Offers; Relief Extended to High-Yield Debt A new no-action letter from the SEC staff substantially revises the rules applicable to shortened debt tender offers and e...
January 20, 2015 Client Update Investment Management Regulatory Update - January 2015 SEC Rules and Regulations SEC Extends No-Action Relief to Three Derivatives Clearing Organizations Regarding Custody Rule...
January 8, 2015 Client Update IRS Internal Memorandum Concludes Offshore Fund Engaged in Lending and Underwriting Business in the United States On January 2, the Internal Revenue Service (the “IRS”) released a Chief Counsel Advice memorandum (the “CCA”) that...
December 16, 2014 Client Update Investment Management Regulatory Update - December 2014 SEC Rules and Regulations SEC Issues Exemptive Relief for Non-Transparent ETMFs SEC Staff Responds to Questions About ...
December 10, 2014 Client Update American Bankruptcy Institute Commission to Study the Reform of Chapter 11: A Review of Significant Recommendations for Large Chapter 11 Cases On December 8, the American Bankruptcy Institute Commission to Study the Reform of Chapter 11 released its Final Report an...
November 19, 2014 Client Update Investment Management Regulatory Update - November 2014 SEC Rules and Regulations SEC Issues Preliminary Denial to Exemptive Relief Applications for Operation of Non-Transpare...
October 20, 2014 Client Update Investment Management Regulatory Update - October 2014 Industry Update IM Director Discusses Changing Regulatory Landscape for Hedge Fund Managers CFTC Grants No-Action Reli...
October 15, 2014 Client Update CFTC Re-Proposes Uncleared Swap Margin Rules On September 17, 2014, the CFTC re-proposed rules for uncleared swap margin requirements. The CFTC’s re-proposal is larg...