Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 11, 2015 Client Update Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule On April 14, 2015, the U.S. Department of Labor (“DOL”) released its long-awaited re-proposed regulation redefining wh... May 1, 2015 Client Update SEC Proposes “Pay Versus Performance” Rule On April 29, 2015, a divided Securities and Exchange Commission proposed requiring U.S. public companies to disclose the r... April 27, 2015 Client Update Investment Management Regulatory Update - April 2015 SEC Rules and Regulations SEC Adopts Final Regulation A+ Rules SEC Grants No-Action Relief From Section 206(4) to 16th Am... April 6, 2015 Client Update FINRA Issues Regulatory Notices on Algorithmic Trading Strategies The Financial Industry Regulatory Authority recently issued two Regulatory Notices concerning algorithmic trading as part ... March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and... March 26, 2015 Client Update Investment Management Regulatory Update - March 2015 SEC Rules and Regulations SEC Extends Rule 482 No-Action Position to Certain Information Furnished to Participants and Be... February 18, 2015 Client Update Investment Management Regulatory Update - February 2015 SEC Rules and Regulations SEC Proposes Hedging Disclosure Rule Industry Update Electronic Blue Sky Notice Filings for R... January 23, 2015 Client Update New Procedures for Shortened Debt Tender Offers; Relief Extended to High-Yield Debt A new no-action letter from the SEC staff substantially revises the rules applicable to shortened debt tender offers and e... January 20, 2015 Client Update Investment Management Regulatory Update - January 2015 SEC Rules and Regulations SEC Extends No-Action Relief to Three Derivatives Clearing Organizations Regarding Custody Rule... January 8, 2015 Client Update IRS Internal Memorandum Concludes Offshore Fund Engaged in Lending and Underwriting Business in the United States On January 2, the Internal Revenue Service (the “IRS”) released a Chief Counsel Advice memorandum (the “CCA”) that... Load More
May 11, 2015 Client Update Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule On April 14, 2015, the U.S. Department of Labor (“DOL”) released its long-awaited re-proposed regulation redefining wh...
May 1, 2015 Client Update SEC Proposes “Pay Versus Performance” Rule On April 29, 2015, a divided Securities and Exchange Commission proposed requiring U.S. public companies to disclose the r...
April 27, 2015 Client Update Investment Management Regulatory Update - April 2015 SEC Rules and Regulations SEC Adopts Final Regulation A+ Rules SEC Grants No-Action Relief From Section 206(4) to 16th Am...
April 6, 2015 Client Update FINRA Issues Regulatory Notices on Algorithmic Trading Strategies The Financial Industry Regulatory Authority recently issued two Regulatory Notices concerning algorithmic trading as part ...
March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and...
March 26, 2015 Client Update Investment Management Regulatory Update - March 2015 SEC Rules and Regulations SEC Extends Rule 482 No-Action Position to Certain Information Furnished to Participants and Be...
February 18, 2015 Client Update Investment Management Regulatory Update - February 2015 SEC Rules and Regulations SEC Proposes Hedging Disclosure Rule Industry Update Electronic Blue Sky Notice Filings for R...
January 23, 2015 Client Update New Procedures for Shortened Debt Tender Offers; Relief Extended to High-Yield Debt A new no-action letter from the SEC staff substantially revises the rules applicable to shortened debt tender offers and e...
January 20, 2015 Client Update Investment Management Regulatory Update - January 2015 SEC Rules and Regulations SEC Extends No-Action Relief to Three Derivatives Clearing Organizations Regarding Custody Rule...
January 8, 2015 Client Update IRS Internal Memorandum Concludes Offshore Fund Engaged in Lending and Underwriting Business in the United States On January 2, the Internal Revenue Service (the “IRS”) released a Chief Counsel Advice memorandum (the “CCA”) that...