Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 27, 2016 Client Update Investment Management Regulatory Update - May 2016 SEC Rules and Regulations SEC Proposes Higher Net Worth Threshold for Qualified Clients under the Advisers Act SEC Staff ... May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en... May 2, 2016 Client Update Incentive Compensation for Financial Institutions: Reproposal Following is the Davis Polk visual memorandum reporting on the proposed rule jointly issued by four of the six Agencies im... April 26, 2016 Client Update Investment Management Regulatory Update - April 2016 SEC Rules and Regulations SEC Staff Grants No-Action Relief to Index-Linked ETF for Exceeding Ownership Percentage Limita... April 25, 2016 Client Update Sun Capital Decision Holds Private Equity Funds Liable for Pension Liabilities of Portfolio Company Under Deemed Partnership Theory On March 29, 2016, the District Court of Massachusetts issued a highly controversial opinion in the Sun Capital case, hold... April 11, 2016 Client Update Treasury Issues New Anti-Inversion Guidance On April 4, 2016, the Internal Revenue Service (the “IRS”) and the Treasury Department (“Treasury”) issued (i) fin... April 11, 2016 Client Update Treasury Proposes Overhaul of Intercompany Debt Rules The Internal Revenue Service (the “IRS”) and the Treasury Department (“Treasury”) on April 4, 2016 released propos... March 29, 2016 Client Update Investment Management Regulatory Update - March 2016 SEC Rules and Regulations SEC Extends Comment Period on Proposed Rule and Concept Release on Transfer Agent Regulations S... February 18, 2016 Client Update Investment Management Regulatory Update - February 2016 SEC Rules and Regulations SEC Staff Releases Additional FAQs related to Money Market Fund Reforms Delaware Chancery Co... January 27, 2016 Client Update Investment Management Regulatory Update - January 2016 SEC Rules and Regulations SEC Staff Issues Report on Definition of “Accredited Investor” SEC Staff Grants No-Action R... Load More
May 27, 2016 Client Update Investment Management Regulatory Update - May 2016 SEC Rules and Regulations SEC Proposes Higher Net Worth Threshold for Qualified Clients under the Advisers Act SEC Staff ...
May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en...
May 2, 2016 Client Update Incentive Compensation for Financial Institutions: Reproposal Following is the Davis Polk visual memorandum reporting on the proposed rule jointly issued by four of the six Agencies im...
April 26, 2016 Client Update Investment Management Regulatory Update - April 2016 SEC Rules and Regulations SEC Staff Grants No-Action Relief to Index-Linked ETF for Exceeding Ownership Percentage Limita...
April 25, 2016 Client Update Sun Capital Decision Holds Private Equity Funds Liable for Pension Liabilities of Portfolio Company Under Deemed Partnership Theory On March 29, 2016, the District Court of Massachusetts issued a highly controversial opinion in the Sun Capital case, hold...
April 11, 2016 Client Update Treasury Issues New Anti-Inversion Guidance On April 4, 2016, the Internal Revenue Service (the “IRS”) and the Treasury Department (“Treasury”) issued (i) fin...
April 11, 2016 Client Update Treasury Proposes Overhaul of Intercompany Debt Rules The Internal Revenue Service (the “IRS”) and the Treasury Department (“Treasury”) on April 4, 2016 released propos...
March 29, 2016 Client Update Investment Management Regulatory Update - March 2016 SEC Rules and Regulations SEC Extends Comment Period on Proposed Rule and Concept Release on Transfer Agent Regulations S...
February 18, 2016 Client Update Investment Management Regulatory Update - February 2016 SEC Rules and Regulations SEC Staff Releases Additional FAQs related to Money Market Fund Reforms Delaware Chancery Co...
January 27, 2016 Client Update Investment Management Regulatory Update - January 2016 SEC Rules and Regulations SEC Staff Issues Report on Definition of “Accredited Investor” SEC Staff Grants No-Action R...