Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 9, 2016 Client Update Issue 1: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and Calendar The Third Country Passport under MifIR – Panacea for Post Passport Pain? The Impact of... June 27, 2016 Client Update Investment Management Regulatory Update - June 2016 SEC Rules and Regulations SEC Issues Order Approving Higher Net Worth Threshold for Qualified Clients under the Advisers ... June 24, 2016 Client Update Legal Implications of Brexit On June 23, 2016, the UK electorate voted to leave the European Union. The referendum was advisory rather than mandatory a... June 13, 2016 Client Update Partners as Employees? IRS Says Not So Fast Last month, the Internal Revenue Service (the “IRS”) and the Treasury Department (“Treasury”) issued final and tem... June 1, 2016 Client Update Incentive Compensation Rules Proposed for Investment Advisers On May 6, 2016 the Securities and Exchange Commission (“SEC”) joined the Board of Governors of the Federal Reserve Sys... May 27, 2016 Client Update Investment Management Regulatory Update - May 2016 SEC Rules and Regulations SEC Proposes Higher Net Worth Threshold for Qualified Clients under the Advisers Act SEC Staff ... May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en... May 2, 2016 Client Update Incentive Compensation for Financial Institutions: Reproposal Following is the Davis Polk visual memorandum reporting on the proposed rule jointly issued by four of the six Agencies im... April 26, 2016 Client Update Investment Management Regulatory Update - April 2016 SEC Rules and Regulations SEC Staff Grants No-Action Relief to Index-Linked ETF for Exceeding Ownership Percentage Limita... April 25, 2016 Client Update Sun Capital Decision Holds Private Equity Funds Liable for Pension Liabilities of Portfolio Company Under Deemed Partnership Theory On March 29, 2016, the District Court of Massachusetts issued a highly controversial opinion in the Sun Capital case, hold... Load More
July 9, 2016 Client Update Issue 1: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and Calendar The Third Country Passport under MifIR – Panacea for Post Passport Pain? The Impact of...
June 27, 2016 Client Update Investment Management Regulatory Update - June 2016 SEC Rules and Regulations SEC Issues Order Approving Higher Net Worth Threshold for Qualified Clients under the Advisers ...
June 24, 2016 Client Update Legal Implications of Brexit On June 23, 2016, the UK electorate voted to leave the European Union. The referendum was advisory rather than mandatory a...
June 13, 2016 Client Update Partners as Employees? IRS Says Not So Fast Last month, the Internal Revenue Service (the “IRS”) and the Treasury Department (“Treasury”) issued final and tem...
June 1, 2016 Client Update Incentive Compensation Rules Proposed for Investment Advisers On May 6, 2016 the Securities and Exchange Commission (“SEC”) joined the Board of Governors of the Federal Reserve Sys...
May 27, 2016 Client Update Investment Management Regulatory Update - May 2016 SEC Rules and Regulations SEC Proposes Higher Net Worth Threshold for Qualified Clients under the Advisers Act SEC Staff ...
May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en...
May 2, 2016 Client Update Incentive Compensation for Financial Institutions: Reproposal Following is the Davis Polk visual memorandum reporting on the proposed rule jointly issued by four of the six Agencies im...
April 26, 2016 Client Update Investment Management Regulatory Update - April 2016 SEC Rules and Regulations SEC Staff Grants No-Action Relief to Index-Linked ETF for Exceeding Ownership Percentage Limita...
April 25, 2016 Client Update Sun Capital Decision Holds Private Equity Funds Liable for Pension Liabilities of Portfolio Company Under Deemed Partnership Theory On March 29, 2016, the District Court of Massachusetts issued a highly controversial opinion in the Sun Capital case, hold...