Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 20, 2018 Client Update Investment Management Regulatory Update - November 2018 Rules and Regulations SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Co... November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual... October 26, 2018 Client Update The New Populist Movement in Antitrust: Could it Change the Status Quo and Does it Threaten American Businesses? In recent years, a new populist school of antitrust thinking has emerged, known as “Neo-Brandeisian” to its proponents... October 23, 2018 Client Update Investment Management Regulatory Update - October 2018 Rules and Regulations SEC Staff Grants No-Action Relief to the Independent Directors Council Under Rules 10f-3, 17a-7 and... September 28, 2018 Client Update Investment Management Regulatory Update - September 2018 Rules and Regulations SEC Withdraws Two No-Action Letters Ahead of November Roundtable Industry Update Statement on ... September 18, 2018 Articles & Books Cryptocurrency and Other Digital Assets for Asset Managers In the last decade, Bitcoin and countless other open-source, decentralised protocols inspired by Bitcoin (for example, E... August 30, 2018 Client Update Investment Management Regulatory Update - August 2018 Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Re... July 31, 2018 Client Update Investment Management Regulatory Update - July 2018 Rules and Regulations SEC Proposes New ETF Rule SEC Adopts Inline XBRL for Tagged Data SEC Adopts Amendments to the Liqui... July 19, 2018 Articles & Books Adviser Exams: Mitigating Enforcement Risks In an evolving securities landscape, examinations of investment advisers remain a key priority for the SEC’s Office of C... June 29, 2018 Client Update SEC Proposes New ETF Rule In a June 28, 2018 release (the “Proposing Release”) the Securities and Exchange Commission (the “SEC”) proposed n... Load More
November 20, 2018 Client Update Investment Management Regulatory Update - November 2018 Rules and Regulations SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Co...
November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual...
October 26, 2018 Client Update The New Populist Movement in Antitrust: Could it Change the Status Quo and Does it Threaten American Businesses? In recent years, a new populist school of antitrust thinking has emerged, known as “Neo-Brandeisian” to its proponents...
October 23, 2018 Client Update Investment Management Regulatory Update - October 2018 Rules and Regulations SEC Staff Grants No-Action Relief to the Independent Directors Council Under Rules 10f-3, 17a-7 and...
September 28, 2018 Client Update Investment Management Regulatory Update - September 2018 Rules and Regulations SEC Withdraws Two No-Action Letters Ahead of November Roundtable Industry Update Statement on ...
September 18, 2018 Articles & Books Cryptocurrency and Other Digital Assets for Asset Managers In the last decade, Bitcoin and countless other open-source, decentralised protocols inspired by Bitcoin (for example, E...
August 30, 2018 Client Update Investment Management Regulatory Update - August 2018 Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Re...
July 31, 2018 Client Update Investment Management Regulatory Update - July 2018 Rules and Regulations SEC Proposes New ETF Rule SEC Adopts Inline XBRL for Tagged Data SEC Adopts Amendments to the Liqui...
July 19, 2018 Articles & Books Adviser Exams: Mitigating Enforcement Risks In an evolving securities landscape, examinations of investment advisers remain a key priority for the SEC’s Office of C...
June 29, 2018 Client Update SEC Proposes New ETF Rule In a June 28, 2018 release (the “Proposing Release”) the Securities and Exchange Commission (the “SEC”) proposed n...