Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 19, 2019 Client Update Proposed Amendments to the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme... November 26, 2019 Client Update Investment Management Regulatory Update - November 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Proposes Ru... November 12, 2019 Articles & Books SEC marketing rule changes increase flexibility for advisers Davis Polk partners Gregory Rowland and Nora Jordan and counsel Sarah Kim and Aaron Gilbride authored a Law360 article dis... November 6, 2019 Client Update SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme... October 31, 2019 Client Update Investment Management Regulatory Update - October 2019 Rules and Regulations SEC Adopts Rule to Modernize ETF Regulation SEC Staff Releases Accounting and Disclosure Informa... October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6... October 29, 2019 Articles & Books Cryptocurrency and Other Digital Assets for Asset Managers In this chapter for Global Legal Insights - Blockchain & Cryptocurrency Regulation 2020, Davis Polk partner Gregory Rowl... September 30, 2019 Client Update Investment Management Regulatory Update - September 2019 Rules and Regulations SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers FDIC and OCC ... September 27, 2019 Client Update SEC Adopts Rule to Modernize ETF Regulation On September 26, the SEC adopted a new rule to modernize the regulation of exchange-traded funds. The rule allows the vast... September 27, 2019 Client Update SEC Expands "Testing the Waters" Communications On September 26, the SEC announced a welcome, broad expansion of “testing the waters” flexibility for all companies. U... Load More
December 19, 2019 Client Update Proposed Amendments to the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme...
November 26, 2019 Client Update Investment Management Regulatory Update - November 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Proposes Ru...
November 12, 2019 Articles & Books SEC marketing rule changes increase flexibility for advisers Davis Polk partners Gregory Rowland and Nora Jordan and counsel Sarah Kim and Aaron Gilbride authored a Law360 article dis...
November 6, 2019 Client Update SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme...
October 31, 2019 Client Update Investment Management Regulatory Update - October 2019 Rules and Regulations SEC Adopts Rule to Modernize ETF Regulation SEC Staff Releases Accounting and Disclosure Informa...
October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6...
October 29, 2019 Articles & Books Cryptocurrency and Other Digital Assets for Asset Managers In this chapter for Global Legal Insights - Blockchain & Cryptocurrency Regulation 2020, Davis Polk partner Gregory Rowl...
September 30, 2019 Client Update Investment Management Regulatory Update - September 2019 Rules and Regulations SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers FDIC and OCC ...
September 27, 2019 Client Update SEC Adopts Rule to Modernize ETF Regulation On September 26, the SEC adopted a new rule to modernize the regulation of exchange-traded funds. The rule allows the vast...
September 27, 2019 Client Update SEC Expands "Testing the Waters" Communications On September 26, the SEC announced a welcome, broad expansion of “testing the waters” flexibility for all companies. U...