Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 30, 2020 Client Update Investment Management Regulatory Update - December 2020 Rules and RegulationsSEC Modernizes Framework for Registered Fund Valuation PracticesSEC Adopts Modernized Marketing Rule ... December 23, 2020 Client Update SEC Adopts Modernized Marketing Rule for Investment Advisers In a December 22, 2020 release, the SEC adopted amendments to create a single rule that will replace the current advertisi... December 18, 2020 Client Update SEC Adopts New Rule Governing Registered Funds’ Use of Derivatives Our client memorandum discusses the key takeaways and main provisions of new Rule 18f‑4 under the Investment Company Act... December 7, 2020 Client Update SEC Modernizes Framework for Registered Fund Valuation Practices under Investment Company Act In a December 3, 2020 release, the SEC adopted new Rule 2a-5 under the Investment Company Act of 1940, as amended. The ru... November 24, 2020 Client Update Investment Management Regulatory Update - November 2020 Rules and Regulations SEC Simplifies Private Offering Rules Withdrawal of SEC Staff No-Action Letters Related to Rulemaki... November 17, 2020 Client Update SEC Updates Regulatory Framework for Fund of Funds Arrangements In early October, the SEC adopted changes to “streamline and enhance the regulatory framework applicable to funds that i... October 30, 2020 Client Update Investment Management Regulatory Update - October 2020 Rules and Regulations SEC Adopts Updated Regulatory Framework for Fund of Funds Arrangements SEC Adopts Modernized Reg... October 27, 2020 Articles & Books Cryptocurrency and other digital asset funds for U.S. investors In this chapter for Global Legal Insights - Blockchain & Cryptocurrency Regulation 2021, Davis Polk partner Gregory Rowlan... October 16, 2020 Client Update SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements A divided SEC voted last week to issue a Proposed Exemptive Order (the Proposal) that would, if adopted, permit natural pe... September 30, 2020 Client Update Investment Management Regulatory Update - September 2020 Rules and Regulations SEC Expands Access to Private Offerings Industry Update OCIE Publishes Risk Alert on Cybersecurit... Load More
December 30, 2020 Client Update Investment Management Regulatory Update - December 2020 Rules and RegulationsSEC Modernizes Framework for Registered Fund Valuation PracticesSEC Adopts Modernized Marketing Rule ...
December 23, 2020 Client Update SEC Adopts Modernized Marketing Rule for Investment Advisers In a December 22, 2020 release, the SEC adopted amendments to create a single rule that will replace the current advertisi...
December 18, 2020 Client Update SEC Adopts New Rule Governing Registered Funds’ Use of Derivatives Our client memorandum discusses the key takeaways and main provisions of new Rule 18f‑4 under the Investment Company Act...
December 7, 2020 Client Update SEC Modernizes Framework for Registered Fund Valuation Practices under Investment Company Act In a December 3, 2020 release, the SEC adopted new Rule 2a-5 under the Investment Company Act of 1940, as amended. The ru...
November 24, 2020 Client Update Investment Management Regulatory Update - November 2020 Rules and Regulations SEC Simplifies Private Offering Rules Withdrawal of SEC Staff No-Action Letters Related to Rulemaki...
November 17, 2020 Client Update SEC Updates Regulatory Framework for Fund of Funds Arrangements In early October, the SEC adopted changes to “streamline and enhance the regulatory framework applicable to funds that i...
October 30, 2020 Client Update Investment Management Regulatory Update - October 2020 Rules and Regulations SEC Adopts Updated Regulatory Framework for Fund of Funds Arrangements SEC Adopts Modernized Reg...
October 27, 2020 Articles & Books Cryptocurrency and other digital asset funds for U.S. investors In this chapter for Global Legal Insights - Blockchain & Cryptocurrency Regulation 2021, Davis Polk partner Gregory Rowlan...
October 16, 2020 Client Update SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements A divided SEC voted last week to issue a Proposed Exemptive Order (the Proposal) that would, if adopted, permit natural pe...
September 30, 2020 Client Update Investment Management Regulatory Update - September 2020 Rules and Regulations SEC Expands Access to Private Offerings Industry Update OCIE Publishes Risk Alert on Cybersecurit...