Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 31, 2020 Client Update Investment Management Regulatory Update - August 2020 Rules and Regulations SEC Modernizes the Accredited Investor Definition SEC Proposes Amendments to Modernize Fund Shareho... July 31, 2020 Client Update Investment Management Regulatory Update - July 2020 Rules and Regulations SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers SEC Adopts Amen... July 24, 2020 Client Update Securities and Exchange Commission Issues Supplemental Guidance Concerning Proxy Voting Responsibilities of Investment Advisers On July 22, 2020, the SEC issued a release with guidance that supplements its prior guidance regarding the proxy voting re... June 29, 2020 Client Update Investment Management Regulatory Update - June 2020 COVID-19 Update SEC Extends Relief for Virtual Meetings of Registered Fund Boards Rules and Regulations SEC’s Divisio... June 25, 2020 Client Update Expansive New California Privacy Measure Cleared for November Ballot While businesses operating in California are still adjusting to the requirements of the California Consumer Privacy Act (C... June 23, 2020 Client Update Supreme Court Preserves SEC's Disgorgement Authority, But with Limits On Monday, June 22, 2020, the Supreme Court decided Liu v. Securities and Exchange Commission, the latest decision in a lo... June 22, 2020 Client Update SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak – Updated On March 13, March 25 and June 19, the SEC issued exemptive orders providing temporary relief from certain filing and deli... June 10, 2020 Client Update DOL Letter Paves Way for Including Private Equity in 401(k) Plans The U.S. Department of Labor has issued an information letter confirming its concurrence that the fiduciary rules under ER... May 29, 2020 Client Update Investment Management Regulatory Update - May 2020 COVID-19 Update SEC Forms Cross-Divisional COVID-19 Market Monitoring Group Rules and Regulations SEC Proposes to Moder... April 30, 2020 Client Update Investment Management Regulatory Update - April 2020 COVID-19 Update SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs SEC Provides Temporary, Condit... Load More
August 31, 2020 Client Update Investment Management Regulatory Update - August 2020 Rules and Regulations SEC Modernizes the Accredited Investor Definition SEC Proposes Amendments to Modernize Fund Shareho...
July 31, 2020 Client Update Investment Management Regulatory Update - July 2020 Rules and Regulations SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers SEC Adopts Amen...
July 24, 2020 Client Update Securities and Exchange Commission Issues Supplemental Guidance Concerning Proxy Voting Responsibilities of Investment Advisers On July 22, 2020, the SEC issued a release with guidance that supplements its prior guidance regarding the proxy voting re...
June 29, 2020 Client Update Investment Management Regulatory Update - June 2020 COVID-19 Update SEC Extends Relief for Virtual Meetings of Registered Fund Boards Rules and Regulations SEC’s Divisio...
June 25, 2020 Client Update Expansive New California Privacy Measure Cleared for November Ballot While businesses operating in California are still adjusting to the requirements of the California Consumer Privacy Act (C...
June 23, 2020 Client Update Supreme Court Preserves SEC's Disgorgement Authority, But with Limits On Monday, June 22, 2020, the Supreme Court decided Liu v. Securities and Exchange Commission, the latest decision in a lo...
June 22, 2020 Client Update SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak – Updated On March 13, March 25 and June 19, the SEC issued exemptive orders providing temporary relief from certain filing and deli...
June 10, 2020 Client Update DOL Letter Paves Way for Including Private Equity in 401(k) Plans The U.S. Department of Labor has issued an information letter confirming its concurrence that the fiduciary rules under ER...
May 29, 2020 Client Update Investment Management Regulatory Update - May 2020 COVID-19 Update SEC Forms Cross-Divisional COVID-19 Market Monitoring Group Rules and Regulations SEC Proposes to Moder...
April 30, 2020 Client Update Investment Management Regulatory Update - April 2020 COVID-19 Update SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs SEC Provides Temporary, Condit...