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In this issue, we discuss regulatory developments regarding the Investment Company Act “names rule,” new FAQs regarding the Advisers Act “marketing rule” and a FinCEN interim rule...
FinCEN has issued a final rule exempting U.S. companies and U.S. persons from the beneficial ownership reporting requirements under the Corporate Transparency Act and Beneficial Ownership...
On March 18, 2025, the FTC’s two Democratic commissioners were dismissed. The dismissals have sparked additional debate over the constitutionality of independent agencies and increase t...
The new FAQs clarify when extracted performance and certain portfolio or investment characteristics may be presented on a gross basis in an advertisement, without also being presented on ...
Following a review involving its legal committee and experts from the venture capital and legal community, the British Private Equity and Venture Capital Association has recently updated ...
The guidance clarifies the circumstances in which minimum investment amounts can help satisfy the reasonable steps required to verify purchasers’ accredited investor status in Rule 506(...
The SEC has moved with stunning alacrity to put crypto regulation on a sustainable footing. Even as Congress continues to work on a market structure bill, there is still room for addition...
The Treasury Department’s decision to suspend enforcement of the CTA and BOI Reporting Rule means that beneficial ownership reporting under the CTA is now voluntary for U.S. citizens an...
The SEC’s Division of Corporation Finance has announced improvements to its policies for draft registration statements that will be welcomed by both companies and underwriters.