Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights December 2, 2012 Client Update Governor Tarullo Foreshadows Proposal to Ring-Fence Large U.S. Operations of Foreign Banks In an unprecedented and provocative speech, Federal Reserve Governor Daniel K. Tarullo foreshadowed a proposal from the Fe... November 19, 2012 Client Update Treasury Issues FX Swap and FX Forward Exemption On November 16, 2012, the Secretary of the Treasury issued a much awaited determination that foreign exchange (“FX”) s... November 14, 2012 Client Update 2013 CCAR Process Begins and U.S. Basel III Rules Are Delayed The Federal Reserve launched the 2013 capital planning and stress testing process for large bank holding companies with th... November 5, 2012 Client Update SEC Proposes Capital, Margin, and Segregation Rules for Security-Based Swap Dealers On October 17, 2012, the SEC unanimously approved proposed capital, margin, and segregation rules for security-based swap ... October 13, 2012 Client Update CFTC Clarifies Temporary Application of Swap Regulations and Delays Some Swap-Related Requirements Over the past two days, the CFTC staff has released a series of Q&As, FAQs and no-action documents that provide relief or ... October 9, 2012 Client Update OCIE Staff Report on Broker-Dealer Information Barrier Practices On September 27, 2012, the SEC’s Office of Compliance Inspections and Examinations (the “OCIE”) issued a Summary Rep... October 1, 2012 Client Update Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know Many companies voluntarily impose a “blackout period” beginning around the time a quarter ends and continuing through ... September 12, 2012 Client Update CFTC Clarifies Swap Dealer Registration Timing On September 10, 2012, in response to market uncertainty, the CFTC issued FAQs clarifying the timing of swap dealer regist... September 12, 2012 Client Update United States Enacts Further Sanctions on Iran and Syria: the Iran Threat Reduction and Syria Human Rights Act of 2012 The recently enacted Iran Threat Reduction and Syria Human Rights Act of 2012 (the “Act”) strengthens existing sanctio... August 24, 2012 Client Update NFA Proposes to Amend Rules to Impose New Swaps Registration Requirement on FCMs, IBs, CPOs and CTAs On August 22, 2012, the National Futures Association (“NFA”) filed proposed rule changes with the Commodity Futures Tr... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
December 2, 2012 Client Update Governor Tarullo Foreshadows Proposal to Ring-Fence Large U.S. Operations of Foreign Banks In an unprecedented and provocative speech, Federal Reserve Governor Daniel K. Tarullo foreshadowed a proposal from the Fe...
November 19, 2012 Client Update Treasury Issues FX Swap and FX Forward Exemption On November 16, 2012, the Secretary of the Treasury issued a much awaited determination that foreign exchange (“FX”) s...
November 14, 2012 Client Update 2013 CCAR Process Begins and U.S. Basel III Rules Are Delayed The Federal Reserve launched the 2013 capital planning and stress testing process for large bank holding companies with th...
November 5, 2012 Client Update SEC Proposes Capital, Margin, and Segregation Rules for Security-Based Swap Dealers On October 17, 2012, the SEC unanimously approved proposed capital, margin, and segregation rules for security-based swap ...
October 13, 2012 Client Update CFTC Clarifies Temporary Application of Swap Regulations and Delays Some Swap-Related Requirements Over the past two days, the CFTC staff has released a series of Q&As, FAQs and no-action documents that provide relief or ...
October 9, 2012 Client Update OCIE Staff Report on Broker-Dealer Information Barrier Practices On September 27, 2012, the SEC’s Office of Compliance Inspections and Examinations (the “OCIE”) issued a Summary Rep...
October 1, 2012 Client Update Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know Many companies voluntarily impose a “blackout period” beginning around the time a quarter ends and continuing through ...
September 12, 2012 Client Update CFTC Clarifies Swap Dealer Registration Timing On September 10, 2012, in response to market uncertainty, the CFTC issued FAQs clarifying the timing of swap dealer regist...
September 12, 2012 Client Update United States Enacts Further Sanctions on Iran and Syria: the Iran Threat Reduction and Syria Human Rights Act of 2012 The recently enacted Iran Threat Reduction and Syria Human Rights Act of 2012 (the “Act”) strengthens existing sanctio...
August 24, 2012 Client Update NFA Proposes to Amend Rules to Impose New Swaps Registration Requirement on FCMs, IBs, CPOs and CTAs On August 22, 2012, the National Futures Association (“NFA”) filed proposed rule changes with the Commodity Futures Tr...