Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights September 29, 2026 Client Update Key takeaways from the FDIC’s 2026 proposed rule on bank mergers The FDIC’s proposal is a major shift in bank merger standards and may signal additional changes to come. September 10, 2026 Client Update OCC and FDIC change the rules for supervision Unsafe or unsound practice is now defined in a joint OCC and FDIC final rule. The supervisory framework around matters req... August 17, 2026 Client Update FDIC announces new review process for deposit insurance applications The FDIC’s change seeks to improve transparency and predictability for new bank applicants. July 26, 2026 Client Update GENIUS Act implementation after one year Just over a year has passed since the enactment of the GENIUS Act, and the latest possible effective date of the Act is un... June 30, 2026 Client Update FDIC proposes overhaul of IDI resolution planning rule The FDIC has proposed a major overhaul of its IDI resolution planning rule that would streamline resolution submissions to... May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint... See more insights October 8, 2013 Client Update FINRA Issues Notice To Members Discussing Examination Findings Regarding the Revised Suitability Requirements As the second anniversary of FINRA Rule 2111 rule approaches, FINRA has issued Regulatory Notice to Members 13-31 (the “... October 7, 2013 Client Update SEC Releases Final Municipal Advisor Registration Rules Part II: Permanent Registration Process On September 18, 2013, the SEC adopted a final rule (the “Final Rule”) establishing a permanent registration scheme to... October 3, 2013 Client Update SEC Issues FAQ Regarding Supervisory Responsibility for Legal and Compliance Personnel On September 30, 2013, the Securities and Exchange Commission issued a staff response to Frequently Asked Questions (“FA... October 2, 2013 Client Update SEC Releases Final Municipal Advisor Registration Rule Part I: Who is a Municipal Advisor? On September 18, 2013, the Securities and Exchange Commission adopted its final rule on the permanent registration of muni... October 1, 2013 Client Update Dodd-Frank Progress Report - October 2013 In the past month, no rulemaking requirement deadlines passed, five rulemaking requirements were proposed and one rule was... September 18, 2013 Client Update Basel Committee and IOSCO Release Final Policy Framework for Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I... September 9, 2013 Client Update CFTC Adopts Final Harmonization Rules for Commodity Pool Operators On August 13, 2013, the Commodity Futures Trading Commission (“CFTC”) adopted final regulations designed to harmonize ... September 3, 2013 Client Update Dodd-Frank Progress Report - September 2013 Since July 15, 2013, one rulemaking requirement deadline passed, two rulemaking requirements were finalized and no new rul... August 8, 2013 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry The move toward stricter regulation of remuneration in the financial services industry in the European Union has resulted ... July 30, 2013 Client Update France Ring-Fences Proprietary Trading Activities On July 27, 2013 , new legislation was promulgated in France aimed at the ring-fencing and regulation of certain banking a... Load More
September 29, 2026 Client Update Key takeaways from the FDIC’s 2026 proposed rule on bank mergers The FDIC’s proposal is a major shift in bank merger standards and may signal additional changes to come.
September 10, 2026 Client Update OCC and FDIC change the rules for supervision Unsafe or unsound practice is now defined in a joint OCC and FDIC final rule. The supervisory framework around matters req...
August 17, 2026 Client Update FDIC announces new review process for deposit insurance applications The FDIC’s change seeks to improve transparency and predictability for new bank applicants.
July 26, 2026 Client Update GENIUS Act implementation after one year Just over a year has passed since the enactment of the GENIUS Act, and the latest possible effective date of the Act is un...
June 30, 2026 Client Update FDIC proposes overhaul of IDI resolution planning rule The FDIC has proposed a major overhaul of its IDI resolution planning rule that would streamline resolution submissions to...
May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint...
October 8, 2013 Client Update FINRA Issues Notice To Members Discussing Examination Findings Regarding the Revised Suitability Requirements As the second anniversary of FINRA Rule 2111 rule approaches, FINRA has issued Regulatory Notice to Members 13-31 (the “...
October 7, 2013 Client Update SEC Releases Final Municipal Advisor Registration Rules Part II: Permanent Registration Process On September 18, 2013, the SEC adopted a final rule (the “Final Rule”) establishing a permanent registration scheme to...
October 3, 2013 Client Update SEC Issues FAQ Regarding Supervisory Responsibility for Legal and Compliance Personnel On September 30, 2013, the Securities and Exchange Commission issued a staff response to Frequently Asked Questions (“FA...
October 2, 2013 Client Update SEC Releases Final Municipal Advisor Registration Rule Part I: Who is a Municipal Advisor? On September 18, 2013, the Securities and Exchange Commission adopted its final rule on the permanent registration of muni...
October 1, 2013 Client Update Dodd-Frank Progress Report - October 2013 In the past month, no rulemaking requirement deadlines passed, five rulemaking requirements were proposed and one rule was...
September 18, 2013 Client Update Basel Committee and IOSCO Release Final Policy Framework for Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I...
September 9, 2013 Client Update CFTC Adopts Final Harmonization Rules for Commodity Pool Operators On August 13, 2013, the Commodity Futures Trading Commission (“CFTC”) adopted final regulations designed to harmonize ...
September 3, 2013 Client Update Dodd-Frank Progress Report - September 2013 Since July 15, 2013, one rulemaking requirement deadline passed, two rulemaking requirements were finalized and no new rul...
August 8, 2013 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry The move toward stricter regulation of remuneration in the financial services industry in the European Union has resulted ...
July 30, 2013 Client Update France Ring-Fences Proprietary Trading Activities On July 27, 2013 , new legislation was promulgated in France aimed at the ring-fencing and regulation of certain banking a...