Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights April 15, 2013 Client Update CFTC Provides Inter-affiliate Swap Clearing and Reporting Relief In advance of swap reporting and clearing deadlines, the CFTC adopted a final rule providing an exemption for inter-affili... April 15, 2013 Client Update Southern District of New York Dismisses Insider Preference Claims Against Affiliates of Goldman Sachs Firms offering comprehensive financial services scored a significant victory on April 9, 2013, when Judge Robert Sweet of ... April 4, 2013 Client Update SEC Explains How to Use Social Media for Regulation FD Compliance Regulation FD, adopted by the SEC in 2000, prohibits “selective disclosure” by requiring public companies to disclose ... April 1, 2013 Client Update Dodd-Frank Progress Report - April 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th... March 27, 2013 Client Update Guidance on Rule 15a-6 and Foreign Broker-Dealers The staff of the SEC’s Division of Trading and Markets recently released answers to frequently asked questions (“FAQs?... March 11, 2013 Client Update An Asset Manager’s Guide to Swap Trading in the New Regulatory World As a result of the Dodd-Frank Act, the over-the-counter derivatives markets have become subject to significant new regulat... March 5, 2013 Client Update U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear In Gabelli v. Securities and Exchange Commission, No. 11-1274, the United States Supreme Court unanimously concluded that ... March 1, 2013 Client Update Dodd-Frank Progress Report - March 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th... March 1, 2013 Articles & Books Swap Reporting: Who and When? One key provision of the Dodd-Frank Act requires reporting of over-the-counter swap transactions. The Commodity Futures Tr... February 25, 2013 Client Update Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
April 15, 2013 Client Update CFTC Provides Inter-affiliate Swap Clearing and Reporting Relief In advance of swap reporting and clearing deadlines, the CFTC adopted a final rule providing an exemption for inter-affili...
April 15, 2013 Client Update Southern District of New York Dismisses Insider Preference Claims Against Affiliates of Goldman Sachs Firms offering comprehensive financial services scored a significant victory on April 9, 2013, when Judge Robert Sweet of ...
April 4, 2013 Client Update SEC Explains How to Use Social Media for Regulation FD Compliance Regulation FD, adopted by the SEC in 2000, prohibits “selective disclosure” by requiring public companies to disclose ...
April 1, 2013 Client Update Dodd-Frank Progress Report - April 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th...
March 27, 2013 Client Update Guidance on Rule 15a-6 and Foreign Broker-Dealers The staff of the SEC’s Division of Trading and Markets recently released answers to frequently asked questions (“FAQs?...
March 11, 2013 Client Update An Asset Manager’s Guide to Swap Trading in the New Regulatory World As a result of the Dodd-Frank Act, the over-the-counter derivatives markets have become subject to significant new regulat...
March 5, 2013 Client Update U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear In Gabelli v. Securities and Exchange Commission, No. 11-1274, the United States Supreme Court unanimously concluded that ...
March 1, 2013 Client Update Dodd-Frank Progress Report - March 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th...
March 1, 2013 Articles & Books Swap Reporting: Who and When? One key provision of the Dodd-Frank Act requires reporting of over-the-counter swap transactions. The Commodity Futures Tr...
February 25, 2013 Client Update Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I...