Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights January 14, 2013 Articles & Books U.S. Basel III Proposals: Infographic U.S. bank regulators have proposed to apply the Basel III capital rules to virtually all U.S. banking organizations. If ad... January 7, 2013 Client Update Swaps Pushout Rule: OCC Prepared to Grant Two-Year Transition Period to Federal Insured Depository Institutions The OCC has published long-awaited guidance notifying federally-chartered insured depository institutions (“IDIs”) tha... January 3, 2013 Articles & Books Comment: 13 Regulatory Reform Predictions for ’13 2013 is shaping up to be another significant year for U.S. regulatory reform. In a piece that appeared in the Financial Ti... January 3, 2013 Client Update SEC Adopts New Obligations for Broker-Dealers Regarding Lost Securityholders and Unresponsive Payees On December 21, 2012, the SEC unanimously adopted rules required by the Dodd-Frank Act that require broker-dealers and cer... January 2, 2013 Client Update Dodd-Frank Progress Report - January 2013 In this Report: As of January 2, 2013, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these... December 27, 2012 Client Update CFTC Issues Final Cross-Border Swap Exemptive Order On December 21, 2012, the CFTC issued a final exemptive order relating to the application of certain swap-related provisio... December 17, 2012 Client Update Visuals: Dodd-Frank Proposal for Foreign Banking Organizations The Federal Reserve has proposed a tiered approach for applying U.S. capital, liquidity and other Dodd-Frank enhanced prud... December 17, 2012 Client Update Dodd-Frank Enhanced Prudential Standards for Foreign Banking Organizations – Summary with Visuals The Federal Reserve has proposed a tiered approach for applying U.S. capital, liquidity and other Dodd-Frank enhanced prud... December 5, 2012 Client Update SEC Issues Guidance on New Iran Disclosure Requirements On December 4, 2012, the U.S. Securities and Exchange Commission (the “SEC”) published Compliance and Disclosure Inter... December 3, 2012 Client Update Dodd-Frank Progress Report - December 2012 As of December 3, 2012, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these 237 passed deadli... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
January 14, 2013 Articles & Books U.S. Basel III Proposals: Infographic U.S. bank regulators have proposed to apply the Basel III capital rules to virtually all U.S. banking organizations. If ad...
January 7, 2013 Client Update Swaps Pushout Rule: OCC Prepared to Grant Two-Year Transition Period to Federal Insured Depository Institutions The OCC has published long-awaited guidance notifying federally-chartered insured depository institutions (“IDIs”) tha...
January 3, 2013 Articles & Books Comment: 13 Regulatory Reform Predictions for ’13 2013 is shaping up to be another significant year for U.S. regulatory reform. In a piece that appeared in the Financial Ti...
January 3, 2013 Client Update SEC Adopts New Obligations for Broker-Dealers Regarding Lost Securityholders and Unresponsive Payees On December 21, 2012, the SEC unanimously adopted rules required by the Dodd-Frank Act that require broker-dealers and cer...
January 2, 2013 Client Update Dodd-Frank Progress Report - January 2013 In this Report: As of January 2, 2013, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these...
December 27, 2012 Client Update CFTC Issues Final Cross-Border Swap Exemptive Order On December 21, 2012, the CFTC issued a final exemptive order relating to the application of certain swap-related provisio...
December 17, 2012 Client Update Visuals: Dodd-Frank Proposal for Foreign Banking Organizations The Federal Reserve has proposed a tiered approach for applying U.S. capital, liquidity and other Dodd-Frank enhanced prud...
December 17, 2012 Client Update Dodd-Frank Enhanced Prudential Standards for Foreign Banking Organizations – Summary with Visuals The Federal Reserve has proposed a tiered approach for applying U.S. capital, liquidity and other Dodd-Frank enhanced prud...
December 5, 2012 Client Update SEC Issues Guidance on New Iran Disclosure Requirements On December 4, 2012, the U.S. Securities and Exchange Commission (the “SEC”) published Compliance and Disclosure Inter...
December 3, 2012 Client Update Dodd-Frank Progress Report - December 2012 As of December 3, 2012, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these 237 passed deadli...