Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights April 1, 2013 Client Update Dodd-Frank Progress Report - April 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th... March 27, 2013 Client Update Guidance on Rule 15a-6 and Foreign Broker-Dealers The staff of the SEC’s Division of Trading and Markets recently released answers to frequently asked questions (“FAQs?... March 11, 2013 Client Update An Asset Manager’s Guide to Swap Trading in the New Regulatory World As a result of the Dodd-Frank Act, the over-the-counter derivatives markets have become subject to significant new regulat... March 5, 2013 Client Update U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear In Gabelli v. Securities and Exchange Commission, No. 11-1274, the United States Supreme Court unanimously concluded that ... March 1, 2013 Client Update Dodd-Frank Progress Report - March 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th... March 1, 2013 Articles & Books Swap Reporting: Who and When? One key provision of the Dodd-Frank Act requires reporting of over-the-counter swap transactions. The Commodity Futures Tr... February 25, 2013 Client Update Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I... February 15, 2013 Client Update FDIC Proposal on Foreign Branch Deposits: Dual Payability, Depositor Preference and Deposit Insurance The FDIC has proposed a new regulation that would construe the statutory term “insured deposit” to exclude all deposit... February 15, 2013 Client Update FINRA Requests Comment on Proposed Rules Governing Markups, Commissions and Fees On January 31, 2013, the Financial Industry Regulatory Authority (“FINRA”) issued a Regulatory Notice requesting comme... February 13, 2013 Client Update Strategic Growth Bancorp’s Acquisition and Recapitalization of Mile High Banks in a Section 363 Sale On December 31, 2012, Strategic Growth Bancorp Inc. (“Strategic Growth”), an El Paso, Texas-based bank holding company... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
April 1, 2013 Client Update Dodd-Frank Progress Report - April 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th...
March 27, 2013 Client Update Guidance on Rule 15a-6 and Foreign Broker-Dealers The staff of the SEC’s Division of Trading and Markets recently released answers to frequently asked questions (“FAQs?...
March 11, 2013 Client Update An Asset Manager’s Guide to Swap Trading in the New Regulatory World As a result of the Dodd-Frank Act, the over-the-counter derivatives markets have become subject to significant new regulat...
March 5, 2013 Client Update U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear In Gabelli v. Securities and Exchange Commission, No. 11-1274, the United States Supreme Court unanimously concluded that ...
March 1, 2013 Client Update Dodd-Frank Progress Report - March 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th...
March 1, 2013 Articles & Books Swap Reporting: Who and When? One key provision of the Dodd-Frank Act requires reporting of over-the-counter swap transactions. The Commodity Futures Tr...
February 25, 2013 Client Update Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I...
February 15, 2013 Client Update FDIC Proposal on Foreign Branch Deposits: Dual Payability, Depositor Preference and Deposit Insurance The FDIC has proposed a new regulation that would construe the statutory term “insured deposit” to exclude all deposit...
February 15, 2013 Client Update FINRA Requests Comment on Proposed Rules Governing Markups, Commissions and Fees On January 31, 2013, the Financial Industry Regulatory Authority (“FINRA”) issued a Regulatory Notice requesting comme...
February 13, 2013 Client Update Strategic Growth Bancorp’s Acquisition and Recapitalization of Mile High Banks in a Section 363 Sale On December 31, 2012, Strategic Growth Bancorp Inc. (“Strategic Growth”), an El Paso, Texas-based bank holding company...