Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights March 1, 2013 Client Update Dodd-Frank Progress Report - March 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th... March 1, 2013 Articles & Books Swap Reporting: Who and When? One key provision of the Dodd-Frank Act requires reporting of over-the-counter swap transactions. The Commodity Futures Tr... February 25, 2013 Client Update Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I... February 15, 2013 Client Update FDIC Proposal on Foreign Branch Deposits: Dual Payability, Depositor Preference and Deposit Insurance The FDIC has proposed a new regulation that would construe the statutory term “insured deposit” to exclude all deposit... February 15, 2013 Client Update FINRA Requests Comment on Proposed Rules Governing Markups, Commissions and Fees On January 31, 2013, the Financial Industry Regulatory Authority (“FINRA”) issued a Regulatory Notice requesting comme... February 13, 2013 Client Update Strategic Growth Bancorp’s Acquisition and Recapitalization of Mile High Banks in a Section 363 Sale On December 31, 2012, Strategic Growth Bancorp Inc. (“Strategic Growth”), an El Paso, Texas-based bank holding company... February 1, 2013 Client Update Dodd-Frank Progress Report - February 2013 46 New Deadlines. 42 rulemaking requirements and 4 studies were due in January. 12 Requirements Met, 0 Proposed. The CFPB... January 28, 2013 Client Update Implications for the CFPB After the D.C. Circuit’s Recess Appointments Decision A panel of three judges in the D.C. Circuit stunned Washington on Friday by striking down President Obama’s recess appoi... January 23, 2013 Client Update FINRA Issues Voluntary Interim Form for Crowdfunding Portals On January 10, 2013, the Financial Industry Regulatory Authority (“FINRA”) announced that it is inviting prospective c... January 17, 2013 Client Update Basel Committee Revises Basel III Liquidity Coverage Ratio The Basel Committee has made significant revisions to the Basel III Liquidity Coverage Ratio (“LCR”). The revised LCR ... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
March 1, 2013 Client Update Dodd-Frank Progress Report - March 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th...
March 1, 2013 Articles & Books Swap Reporting: Who and When? One key provision of the Dodd-Frank Act requires reporting of over-the-counter swap transactions. The Commodity Futures Tr...
February 25, 2013 Client Update Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I...
February 15, 2013 Client Update FDIC Proposal on Foreign Branch Deposits: Dual Payability, Depositor Preference and Deposit Insurance The FDIC has proposed a new regulation that would construe the statutory term “insured deposit” to exclude all deposit...
February 15, 2013 Client Update FINRA Requests Comment on Proposed Rules Governing Markups, Commissions and Fees On January 31, 2013, the Financial Industry Regulatory Authority (“FINRA”) issued a Regulatory Notice requesting comme...
February 13, 2013 Client Update Strategic Growth Bancorp’s Acquisition and Recapitalization of Mile High Banks in a Section 363 Sale On December 31, 2012, Strategic Growth Bancorp Inc. (“Strategic Growth”), an El Paso, Texas-based bank holding company...
February 1, 2013 Client Update Dodd-Frank Progress Report - February 2013 46 New Deadlines. 42 rulemaking requirements and 4 studies were due in January. 12 Requirements Met, 0 Proposed. The CFPB...
January 28, 2013 Client Update Implications for the CFPB After the D.C. Circuit’s Recess Appointments Decision A panel of three judges in the D.C. Circuit stunned Washington on Friday by striking down President Obama’s recess appoi...
January 23, 2013 Client Update FINRA Issues Voluntary Interim Form for Crowdfunding Portals On January 10, 2013, the Financial Industry Regulatory Authority (“FINRA”) announced that it is inviting prospective c...
January 17, 2013 Client Update Basel Committee Revises Basel III Liquidity Coverage Ratio The Basel Committee has made significant revisions to the Basel III Liquidity Coverage Ratio (“LCR”). The revised LCR ...