Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights April 30, 2013 Client Update Brown-Vitter Bill The bill announced by Senators Sherrod Brown (D-Ohio) and David Vitter (R-La.) is the latest volley in the ongoing debate ... April 30, 2013 Client Update International Organization of Securities Commissions Releases Consultation Report on Regulation of Retail Structured Products A working group of the International Organization of Securities Commissions (IOSCO), the Madrid-based international policy... April 23, 2013 Client Update Recent European Compensation Developments: Financial Institutions and Beyond Almost half a decade after the onset of the financial crisis, populist sentiment and the resulting political environment c... April 15, 2013 Client Update CFTC Provides Inter-affiliate Swap Clearing and Reporting Relief In advance of swap reporting and clearing deadlines, the CFTC adopted a final rule providing an exemption for inter-affili... April 15, 2013 Client Update Southern District of New York Dismisses Insider Preference Claims Against Affiliates of Goldman Sachs Firms offering comprehensive financial services scored a significant victory on April 9, 2013, when Judge Robert Sweet of ... April 4, 2013 Client Update SEC Explains How to Use Social Media for Regulation FD Compliance Regulation FD, adopted by the SEC in 2000, prohibits “selective disclosure” by requiring public companies to disclose ... April 1, 2013 Client Update Dodd-Frank Progress Report - April 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th... March 27, 2013 Client Update Guidance on Rule 15a-6 and Foreign Broker-Dealers The staff of the SEC’s Division of Trading and Markets recently released answers to frequently asked questions (“FAQs?... March 11, 2013 Client Update An Asset Manager’s Guide to Swap Trading in the New Regulatory World As a result of the Dodd-Frank Act, the over-the-counter derivatives markets have become subject to significant new regulat... March 5, 2013 Client Update U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear In Gabelli v. Securities and Exchange Commission, No. 11-1274, the United States Supreme Court unanimously concluded that ... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
April 30, 2013 Client Update Brown-Vitter Bill The bill announced by Senators Sherrod Brown (D-Ohio) and David Vitter (R-La.) is the latest volley in the ongoing debate ...
April 30, 2013 Client Update International Organization of Securities Commissions Releases Consultation Report on Regulation of Retail Structured Products A working group of the International Organization of Securities Commissions (IOSCO), the Madrid-based international policy...
April 23, 2013 Client Update Recent European Compensation Developments: Financial Institutions and Beyond Almost half a decade after the onset of the financial crisis, populist sentiment and the resulting political environment c...
April 15, 2013 Client Update CFTC Provides Inter-affiliate Swap Clearing and Reporting Relief In advance of swap reporting and clearing deadlines, the CFTC adopted a final rule providing an exemption for inter-affili...
April 15, 2013 Client Update Southern District of New York Dismisses Insider Preference Claims Against Affiliates of Goldman Sachs Firms offering comprehensive financial services scored a significant victory on April 9, 2013, when Judge Robert Sweet of ...
April 4, 2013 Client Update SEC Explains How to Use Social Media for Regulation FD Compliance Regulation FD, adopted by the SEC in 2000, prohibits “selective disclosure” by requiring public companies to disclose ...
April 1, 2013 Client Update Dodd-Frank Progress Report - April 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th...
March 27, 2013 Client Update Guidance on Rule 15a-6 and Foreign Broker-Dealers The staff of the SEC’s Division of Trading and Markets recently released answers to frequently asked questions (“FAQs?...
March 11, 2013 Client Update An Asset Manager’s Guide to Swap Trading in the New Regulatory World As a result of the Dodd-Frank Act, the over-the-counter derivatives markets have become subject to significant new regulat...
March 5, 2013 Client Update U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear In Gabelli v. Securities and Exchange Commission, No. 11-1274, the United States Supreme Court unanimously concluded that ...