Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights June 3, 2013 Client Update Dodd-Frank Progress Report - June 2013 In the past month, no rulemaking requirements were due, no unmet rulemaking requirements were finalized and one rulemaking... May 16, 2013 Client Update SEC Proposes Cross-Border Security-Based Swap Rules On May 1, 2013, the Securities and Exchange Commission took long-awaited action to propose rules governing cross-border ac... May 2, 2013 Client Update FINRA Releases Additional Guidance Regarding the Use of Pre-Inception Index Performance in Institutional Communications On April 22, 2013, the Financial Industry Regulatory Authority (“FINRA”) issued an Interpretive Letter to ALPS Distrib... May 1, 2013 Client Update Dodd-Frank Progress Report - May 2013 In the past month, no rulemaking requirements were due and 5 rulemaking requirements were met with finalized rules. No new... April 30, 2013 Client Update Brown-Vitter Bill The bill announced by Senators Sherrod Brown (D-Ohio) and David Vitter (R-La.) is the latest volley in the ongoing debate ... April 30, 2013 Client Update International Organization of Securities Commissions Releases Consultation Report on Regulation of Retail Structured Products A working group of the International Organization of Securities Commissions (IOSCO), the Madrid-based international policy... April 23, 2013 Client Update Recent European Compensation Developments: Financial Institutions and Beyond Almost half a decade after the onset of the financial crisis, populist sentiment and the resulting political environment c... April 15, 2013 Client Update CFTC Provides Inter-affiliate Swap Clearing and Reporting Relief In advance of swap reporting and clearing deadlines, the CFTC adopted a final rule providing an exemption for inter-affili... April 15, 2013 Client Update Southern District of New York Dismisses Insider Preference Claims Against Affiliates of Goldman Sachs Firms offering comprehensive financial services scored a significant victory on April 9, 2013, when Judge Robert Sweet of ... April 4, 2013 Client Update SEC Explains How to Use Social Media for Regulation FD Compliance Regulation FD, adopted by the SEC in 2000, prohibits “selective disclosure” by requiring public companies to disclose ... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
June 3, 2013 Client Update Dodd-Frank Progress Report - June 2013 In the past month, no rulemaking requirements were due, no unmet rulemaking requirements were finalized and one rulemaking...
May 16, 2013 Client Update SEC Proposes Cross-Border Security-Based Swap Rules On May 1, 2013, the Securities and Exchange Commission took long-awaited action to propose rules governing cross-border ac...
May 2, 2013 Client Update FINRA Releases Additional Guidance Regarding the Use of Pre-Inception Index Performance in Institutional Communications On April 22, 2013, the Financial Industry Regulatory Authority (“FINRA”) issued an Interpretive Letter to ALPS Distrib...
May 1, 2013 Client Update Dodd-Frank Progress Report - May 2013 In the past month, no rulemaking requirements were due and 5 rulemaking requirements were met with finalized rules. No new...
April 30, 2013 Client Update Brown-Vitter Bill The bill announced by Senators Sherrod Brown (D-Ohio) and David Vitter (R-La.) is the latest volley in the ongoing debate ...
April 30, 2013 Client Update International Organization of Securities Commissions Releases Consultation Report on Regulation of Retail Structured Products A working group of the International Organization of Securities Commissions (IOSCO), the Madrid-based international policy...
April 23, 2013 Client Update Recent European Compensation Developments: Financial Institutions and Beyond Almost half a decade after the onset of the financial crisis, populist sentiment and the resulting political environment c...
April 15, 2013 Client Update CFTC Provides Inter-affiliate Swap Clearing and Reporting Relief In advance of swap reporting and clearing deadlines, the CFTC adopted a final rule providing an exemption for inter-affili...
April 15, 2013 Client Update Southern District of New York Dismisses Insider Preference Claims Against Affiliates of Goldman Sachs Firms offering comprehensive financial services scored a significant victory on April 9, 2013, when Judge Robert Sweet of ...
April 4, 2013 Client Update SEC Explains How to Use Social Media for Regulation FD Compliance Regulation FD, adopted by the SEC in 2000, prohibits “selective disclosure” by requiring public companies to disclose ...