Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights January 2, 2014 Client Update Dodd-Frank Progress Report - January 2014 In the past month, no rulemaking requirement deadlines passed, 36 rulemaking requirements were finalized and one rule was ... December 31, 2013 Articles & Books SEC Proposes Rules for Crowdfunding Intermediaries This article provides an overview of the proposed crowdfunding exemption, focusing on the obligations under the proposed S... December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib... December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul... December 18, 2013 Articles & Books Investment Banks Face Challenges Under New Municipal Advisor Rules Responding to a perceived gap in the regulatory framework, as well as losses experienced by certain municipalities during ... December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c... December 2, 2013 Client Update Dodd-Frank Progress Report - December 2013 In this Report: In the past month, no rulemaking requirement deadlines passed, three rulemaking requirements were final... November 18, 2013 Client Update CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards On November 5, 2013, the Commodity Futures Trading Commission proposed rules to establish new position limits that would a... November 18, 2013 Client Update SEC Proposes Rules for Crowdfunding Intermediaries The Securities and Exchange Commission recently proposed rules under the JOBS Act that would permit certain private issuer... November 1, 2013 Client Update Dodd-Frank Progress Report - November 2013 In this Report: In the past month, no rulemaking requirement deadlines passed, six rulemaking requirements were propose... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
January 2, 2014 Client Update Dodd-Frank Progress Report - January 2014 In the past month, no rulemaking requirement deadlines passed, 36 rulemaking requirements were finalized and one rule was ...
December 31, 2013 Articles & Books SEC Proposes Rules for Crowdfunding Intermediaries This article provides an overview of the proposed crowdfunding exemption, focusing on the obligations under the proposed S...
December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib...
December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul...
December 18, 2013 Articles & Books Investment Banks Face Challenges Under New Municipal Advisor Rules Responding to a perceived gap in the regulatory framework, as well as losses experienced by certain municipalities during ...
December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c...
December 2, 2013 Client Update Dodd-Frank Progress Report - December 2013 In this Report: In the past month, no rulemaking requirement deadlines passed, three rulemaking requirements were final...
November 18, 2013 Client Update CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards On November 5, 2013, the Commodity Futures Trading Commission proposed rules to establish new position limits that would a...
November 18, 2013 Client Update SEC Proposes Rules for Crowdfunding Intermediaries The Securities and Exchange Commission recently proposed rules under the JOBS Act that would permit certain private issuer...
November 1, 2013 Client Update Dodd-Frank Progress Report - November 2013 In this Report: In the past month, no rulemaking requirement deadlines passed, six rulemaking requirements were propose...