Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights February 3, 2014 Client Update Dodd-Frank Progress Report - February 2014 In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no new rules were prop... January 29, 2014 Client Update Risk Governance: Visual Memorandum on Guidelines Proposed by the OCC The OCC has proposed a set of enforceable and specific risk governance guidelines to formalize its heightened expectations... January 27, 2014 Articles & Books How to Design a Volcker Rule Trading Compliance Program January 23, 2014 Client Update Preparing Your 2013 Form 20-F This memorandum highlights some considerations for the preparation of your 2013 annual report on Form 20-F. As in previou... January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ... January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place... January 8, 2014 Client Update SEC Approves New FINRA Supervision Rules FINRA rules require broker-dealer members to establish and maintain a system and written procedures to supervise the activ... January 7, 2014 Client Update CFTC Issues Cross-Border Substituted Compliance Determinations, Provides Limited Phase In for Some Swap Requirements Just one day in advance of the December 21, 2013 expiration of the CFTC’s exemptive order delaying the applicability of ... January 5, 2014 Client Update Volcker Rule Final Regulations: Funds Flowcharts Davis Polk has prepared a set of flowcharts analyzing the prohibition on banking entities sponsoring or acquiring ownershi... January 3, 2014 Articles & Books Comment: Regulatory Predictions for 2014 2014 is shaping up to be another significant year for U.S. regulatory reform. In a piece that appeared in the Financial Ti... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
February 3, 2014 Client Update Dodd-Frank Progress Report - February 2014 In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no new rules were prop...
January 29, 2014 Client Update Risk Governance: Visual Memorandum on Guidelines Proposed by the OCC The OCC has proposed a set of enforceable and specific risk governance guidelines to formalize its heightened expectations...
January 23, 2014 Client Update Preparing Your 2013 Form 20-F This memorandum highlights some considerations for the preparation of your 2013 annual report on Form 20-F. As in previou...
January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ...
January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place...
January 8, 2014 Client Update SEC Approves New FINRA Supervision Rules FINRA rules require broker-dealer members to establish and maintain a system and written procedures to supervise the activ...
January 7, 2014 Client Update CFTC Issues Cross-Border Substituted Compliance Determinations, Provides Limited Phase In for Some Swap Requirements Just one day in advance of the December 21, 2013 expiration of the CFTC’s exemptive order delaying the applicability of ...
January 5, 2014 Client Update Volcker Rule Final Regulations: Funds Flowcharts Davis Polk has prepared a set of flowcharts analyzing the prohibition on banking entities sponsoring or acquiring ownershi...
January 3, 2014 Articles & Books Comment: Regulatory Predictions for 2014 2014 is shaping up to be another significant year for U.S. regulatory reform. In a piece that appeared in the Financial Ti...