Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights March 26, 2014 Client Update D.C. District Court Orders Production of Internal Compliance Investigation Materials On March 6, the United States District Court for the District of Columbia granted a motion to compel the production of doc... March 25, 2014 Articles & Books COMMENTARY: Why the Market Should Care About Proposed Clearing Agency Requirements On March 12, the SEC issued a 400-page rule proposal that, if adopted as proposed, would impose a multitude of new complia... March 24, 2014 Client Update Dodd-Frank Enhanced Prudential Standards for Foreign Banks with Limited U.S. Footprints: Visual Memorandum The Federal Reserve’s Dodd-Frank enhanced prudential standards (EPS) final rule adopts a tiered approach for applying EP... March 3, 2014 Client Update Dodd-Frank Progress Report - March 2014 In the past month, no rulemaking requirement deadlines passed, no rulemaking requirements were proposed, and one rule was ... February 28, 2014 Client Update Foreign Banks: U.S. Liquidity Buffer Requirement The Federal Reserve’s Dodd-Frank enhanced prudential standards final rule requires a foreign banking organization with $... February 24, 2014 Client Update Foreign Banks: Overview of Dodd-Frank Enhanced Prudential Standards Final Rule This visual summary provides an overview of key aspects of the Dodd-Frank enhanced prudential standards (EPS) final rule t... February 24, 2014 Client Update U.S. Bank Holding Companies: Overview of Dodd-Frank Enhanced Prudential Standards Final Rule This visual summary provides an overview of key aspects of the Federal Reserve’s Dodd-Frank enhanced prudential standard... February 12, 2014 Client Update M&A Brokers Receive No-Action Relief from Broker-Dealer Registration The SEC’s Division of Trading and Markets recently issued an important No-Action Letter that effectively permits “M&A ... February 10, 2014 Client Update Who Knew that CLOs were Hedge Funds? U.S. financial regulators found themselves on the receiving end of an outpouring of concern from lawmakers last Wednesday ... February 4, 2014 Client Update UK Financial Conduct Authority Consultation on Sponsor Competence On 30 January, the UK’s Financial Conduct Authority (“FCA”) issued a consultation paper (CP 14/2) on sponsor compete... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
March 26, 2014 Client Update D.C. District Court Orders Production of Internal Compliance Investigation Materials On March 6, the United States District Court for the District of Columbia granted a motion to compel the production of doc...
March 25, 2014 Articles & Books COMMENTARY: Why the Market Should Care About Proposed Clearing Agency Requirements On March 12, the SEC issued a 400-page rule proposal that, if adopted as proposed, would impose a multitude of new complia...
March 24, 2014 Client Update Dodd-Frank Enhanced Prudential Standards for Foreign Banks with Limited U.S. Footprints: Visual Memorandum The Federal Reserve’s Dodd-Frank enhanced prudential standards (EPS) final rule adopts a tiered approach for applying EP...
March 3, 2014 Client Update Dodd-Frank Progress Report - March 2014 In the past month, no rulemaking requirement deadlines passed, no rulemaking requirements were proposed, and one rule was ...
February 28, 2014 Client Update Foreign Banks: U.S. Liquidity Buffer Requirement The Federal Reserve’s Dodd-Frank enhanced prudential standards final rule requires a foreign banking organization with $...
February 24, 2014 Client Update Foreign Banks: Overview of Dodd-Frank Enhanced Prudential Standards Final Rule This visual summary provides an overview of key aspects of the Dodd-Frank enhanced prudential standards (EPS) final rule t...
February 24, 2014 Client Update U.S. Bank Holding Companies: Overview of Dodd-Frank Enhanced Prudential Standards Final Rule This visual summary provides an overview of key aspects of the Federal Reserve’s Dodd-Frank enhanced prudential standard...
February 12, 2014 Client Update M&A Brokers Receive No-Action Relief from Broker-Dealer Registration The SEC’s Division of Trading and Markets recently issued an important No-Action Letter that effectively permits “M&A ...
February 10, 2014 Client Update Who Knew that CLOs were Hedge Funds? U.S. financial regulators found themselves on the receiving end of an outpouring of concern from lawmakers last Wednesday ...
February 4, 2014 Client Update UK Financial Conduct Authority Consultation on Sponsor Competence On 30 January, the UK’s Financial Conduct Authority (“FCA”) issued a consultation paper (CP 14/2) on sponsor compete...